- NBC Universal (Englewood Cliffs, NJ)
- …Manage preparation and filing of quarterly financial reports with US Securities and Exchange Commission, partnering closely with Investor Relations, Treasury, Legal ... reporting is maintained and oversee all aspects of Sarbanes-Oxley (SOX) compliance + Assist Chief Accounting Officer and Corporate Controller with materials… more
- First Horizon Bank (Greensboro, NC)
- …, you will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework… more
- Federal Reserve Bank (Cleveland, OH)
- …depository institutions. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted ... marijuana, prior to hire and for certain safety sensitive positions during employment. _Always verify and apply to jobs...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- MUFG (Irving, TX)
- …on others' EDD files for moderate to high-risk individuals and entities, to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act. Assist EDD Manager ... in the interviewing process of potential candidates for open positions . May receive additional delegated responsibilities from management. **Major Responsibilities**… more
- Federal Reserve Bank (Cleveland, OH)
- …depository institutions. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted ... marijuana, prior to hire and for certain safety sensitive positions during employment. _Always verify and apply to...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- Citigroup (Houston, TX)
- …meetings + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- Bank of America (Charlotte, NC)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... a high degree of accuracy with customers and data to ensure compliance with regulations and policies. Responsible for managing the trade-capture workflow for… more
- Federal Reserve Bank (Cleveland, OH)
- …depository institutions. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted ... marijuana, prior to hire and for certain safety sensitive positions during employment. _Always verify and apply to...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- Aflac (New York, NY)
- …of Data Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, Treasury, Trade Operations ... Loans, Real Estate Debt, Structured Private Credit, CLOs, Asset Backed Securities , etc), Private Equity, and Derivatives with demonstrated experience to support… more
- Federal Reserve Bank (Cleveland, OH)
- …depository institutions. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted ... marijuana, prior to hire and for certain safety sensitive positions during employment. _Always verify and apply to...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more