- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... assessment of Bank of America's Capital adequacy and the risk to our capital position , as described within BAC's Risk Framework. The department's aim is to support… more
- MUFG (New York, NY)
- …Intellectual Property, Cybersecurity, Privacy, Technology Transactions, and Emerging Technologies. The position will provide counsel for some or all of the ... Security** **:** + Identify and assess risks related to compliance with privacy laws and regulations applicable to the...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Truist (Baltimore, MD)
- **The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your ... enhance business development efforts. 7. Work within existing audit, compliance and regulatory framework in order to ensure a...for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7,… more
- Adecco US, Inc. (Santa Ana, CA)
- …**Client Services Account Admin** to join our team. The primary purpose of the position is to support the Mortgage-Backed Securities team and provide trustee and ... + Review and approve monthly distribution payments and statements. + Review compliance to ensure conformity to the transaction documents. + Perform ongoing… more
- Janus Henderson Investors (Denver, CO)
- …and non-technical stakeholders. + Partner with Front Office, Trade Management, and Compliance to ensure timely and accurate trades with regards to security master. ... skills. + Detail-oriented, with a commitment to data accuracy, quality, and compliance . Supervisory responsibilities + No Potential for growth + Mentoring +… more
- TD Bank (Marlton, NJ)
- …all departments within the US Wealth organization, but specifically with Compliance , Legal, Distribution, Product, Risk, Operations, and Technology. **Depth & ... industry platform systems strongly preferred (ie, Global Relay, FIS Supervision Compliance Manager, Pershing, Envestnet, RegEd, etc.) + Ability to communicate… more
- Capgemini (New York, NY)
- …the value of technology and build a more sustainable, more inclusive world. ** Position Overview:** Our client is a leading global financial services firm providing a ... wide range of investment banking securities investment management and wealth management services We advise...new and existing solutions Ensure solutions adhere to security compliance and performance standards Provide mentorship and guidance on… more
- CS Energy (Rochester, NY)
- …established in the CS Energy Environmental Health & Safety Program. This position is responsible for the implementation of the project-specific health and safety ... and Safety Plans (HASP) and ensures they are implemented. + Ensures site compliance with specified safety and health requirements including federal, state and local… more
- KeyBank (Palm Beach Gardens, FL)
- …Management process, prioritized pro- active client contacts, per service standards. Compliance Maintains compliance with all internal policies and procedures, ... management and relationship skills for high-net-worth business. Applied knowledge of investments/ securities in support of sales and client servicing. Completion of… more
- Comerica (Farmington Hills, MI)
- …collateral, such as real estate, all assets, vehicles, and marketable securities . Position Competencies Successful candidates possess integrity and ... loans across multiple lines of business within all bank markets, while ensuring compliance with all federal and state laws, regulations, and bank policies. The… more