- TD Bank (Mount Laurel, NJ)
- …New Jersey, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... for this role. **Job Description:** The Director - Global Transaction Banking, TD Securities is responsible for the development of the Banks USA Trade Finance… more
- TD Bank (New York, NY)
- …in the US to fund the Bank and to place US and Canadian money market positions . The position liaises closely with the Bank's other operations in Canada, Europe, ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is...the forefront of FX strategy **Depth & Scope:** + Position liaises closely with the Banks other operations in… more
- EchoStar (Englewood, CO)
- …across the company. **Job Duties and Responsibilities** **Key Responsibilities:** + Securities : Handle Section 16 reporting requirements for company insiders and ... and proxy statements with the SEC; assist with insider trading compliance + Corporate Governance: Manage corporate governance matters, including maintaining… more
- TD Bank (New York, NY)
- …regulatory change. The Global Markets Supervision (GMS) team partners with TD Securities ' Global Markets Supervisors to meet their accountabilities for the oversight ... internal policies / procedures and applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk,… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... of partnerships that deliver innovative capabilities, strengthen our competitive position , and accelerate business growth. **Key Responsibilities** **1. Relationship… more
- Wells Fargo (Houston, TX)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... ** Position Summary:** The Wells Fargo Commodity Product Group...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Robert Half Finance & Accounting (Chicago, IL)
- …are key components of this role. WHAT YOU'LL ACCOMPLISH + Ensure compliance with Securities Exchange Commission (SEC) regulations, Sarbanes-Oxley (SOX) Act, ... Description The salary range for this position is up to $105,000-$110,000 plus bonus, and...of the North America Internal Audit team, to ensure compliance with Sarbanes-Oxley (SOX) requirements, identify and mitigate risks,… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Juan, PR Company: Popular Workplace Type: On-site Financial Consultant | Popular Securities Job Type Full Time Exempt General Description The Financial Consultant is ... personalized investment strategies. The Financial Consultant must also ensure compliance with industry regulations and internal policies while maintaining strong… more
- TD Bank (New York, NY)
- …you will play a crucial role in the next phases of the Securities -Based Lending platform evolution. You will be primarily responsible for partnering with business ... the platform ecosystem's needs and specifications. You will also play a key position in managing the digital ecosystem by providing subject matter expertise and… more
- Thrivent Financial (OH)
- …and will review product messaging and sales tools as needed to ensure compliance with securities laws and regulations. This responsibility will generally not ... responsible for sales of Thrivent Mutual Funds, ETFs and Thrivent Managed Portfolios. Position will provide field sales coverage within assigned territory as well as… more