- TD Bank (New York, NY)
- …in the US to fund the Bank and to place US and Canadian money market positions . The position liaises closely with the Bank's other operations in Canada, Europe, ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is...the forefront of FX strategy **Depth & Scope:** + Position liaises closely with the Banks other operations in… more
- EchoStar (Englewood, CO)
- …across the company. **Job Duties and Responsibilities** **Key Responsibilities:** + Securities : Handle Section 16 reporting requirements for company insiders and ... and proxy statements with the SEC; assist with insider trading compliance + Corporate Governance: Manage corporate governance matters, including maintaining… more
- TD Bank (New York, NY)
- …regulatory change. The Global Markets Supervision (GMS) team partners with TD Securities ' Global Markets Supervisors to meet their accountabilities for the oversight ... internal policies / procedures and applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk,… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... of partnerships that deliver innovative capabilities, strengthen our competitive position , and accelerate business growth. **Key Responsibilities** **1. Relationship… more
- Insight Global (Philadelphia, PA)
- Job Description One of our Wealth Management clients is looking for a Securities Processing Associate to join their Operations team for a 6-month contract with the ... possibility to convert to a permanent employee in Philadelphia, PA. This position works closely with all Operations Teams to ensure timely and accurate posting of… more
- Phillips 66 (Houston, TX)
- …- Together we can fuel the future** The **Senior Specialist, Governance and Securities ** will be responsible for corporate governance support for the parent company ... + Advising senior leadership on governance best practices and emerging compliance risks. + Coordinating board and committee operations, including charters,… more
- Wells Fargo (Houston, TX)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... ** Position Summary:** The Wells Fargo Commodity Product Group...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- TD Bank (New York, NY)
- …experience in Equity Research business lines and will focus on providing real-time compliance advice to the TD Securities (USA) LLC Research group, Strategist ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $275,000 USD TD is committed to providing fair… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Juan, PR Company: Popular Workplace Type: On-site Financial Consultant | Popular Securities Job Type Full Time Exempt General Description The Financial Consultant is ... personalized investment strategies. The Financial Consultant must also ensure compliance with industry regulations and internal policies while maintaining strong… more
- Robert Half Legal (Santa Ana, CA)
- …(M& A). * Strong knowledge of corporate law, including entity formation and securities compliance . * Exceptional drafting and negotiation skills for a variety ... deal closings. * Provide strategic counsel on M& A structuring, regulatory compliance , and risk management. * Advise clients on business transactions such as… more