- TD Bank (New York, NY)
- …you will play a crucial role in the next phases of the Securities -Based Lending platform evolution. You will be primarily responsible for partnering with business ... the platform ecosystem's needs and specifications. You will also play a key position in managing the digital ecosystem by providing subject matter expertise and… more
- Robert Half Finance & Accounting (Chicago, IL)
- …are key components of this role. WHAT YOU'LL ACCOMPLISH + Ensure compliance with Securities Exchange Commission (SEC) regulations, Sarbanes-Oxley (SOX) Act, ... Description The salary range for this position is up to $105,000-$110,000 plus bonus, and...of the North America Internal Audit team, to ensure compliance with Sarbanes-Oxley (SOX) requirements, identify and mitigate risks,… more
- Thrivent Financial (OH)
- …and will review product messaging and sales tools as needed to ensure compliance with securities laws and regulations. This responsibility will generally not ... responsible for sales of Thrivent Mutual Funds, ETFs and Thrivent Managed Portfolios. Position will provide field sales coverage within assigned territory as well as… more
- AAR (Wood Dale, IL)
- …Assist with general corporate and securities matters, including federal securities disclosure compliance , financing transactions and merger and acquisition ... activity. Support the Companys corporate compliance program. Provide support for matters related to international trade, government contracts and Federal Aviation… more
- Truist (New York, NY)
- **The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your ... Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a team of risk professionals to… more
- State of Minnesota (St. Paul, MN)
- …practicing law in one or more areas: Administrative; Tax; Retirement/Pension; Compliance ; Employment; Corporate; Securities ; and/or other relevant legal fields. ... seeking job candidates with a strong background in litigation, compliance , and/or legal and regulatory affairs to serve as...to serve as TRA's General Counsel. Our General Counsel position exists to provide legal advice and counsel, legal… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …advice and counsel on general corporate matters, including corporate organization, securities compliance , data privacy, risk management, and contract ... holidays, tuition reimbursement, and more. GENERAL JOB SUMMARY:The Senior Corporate Attorney position is responsible for providing legal advice to the company, and… more
- OneMain Financial (Irving, TX)
- …for growth and professional development. **Key responsibilities include:** + Assisting our compliance with US Securities and Exchange Commission (SEC) reporting ... issues, think critically, and collaborate effectively with multiple stakeholders. This position will support GAAP and SEC reporting while applying advanced… more
- Resideo (Charlotte, NC)
- …to the monthly close and external reporting processes, assist in ensuring compliance with SEC ( Securities and Exchange Commission) regulations, US GAAP ... as part of the monthly, quarterly and year-end close + Assist with ensuring compliance with SEC, US GAAP and Sarbanes Oxley regulations + Actively participate in the… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of Fifth Third Bank's Swap Dealer, Capital Markets and Volcker compliance programs. This includes non- securities regulations covering interest rate ... Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer, Capital Markets and Volcker in the development… more