- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... for an Application Development Sr Programmer - Mainframe Developer, AVP position focused on supporting card issuance and customer communication systems. **Scope… more
- DuPont (Newark, DE)
- …performance across the manufacturing network. + Ensure supplier and raw material compliance with customer and regulatory quality requirements. + Lead internal and ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- MUFG (Los Angeles, CA)
- …across a range of client business sectors throughout the US This is a hybrid position . The selected colleague will work at an MUFG office or client sites four days ... preparation for various internal and external examinations and audits and all compliance and operational aspects of the business. **Requirements:** + A Bachelor's… more
- DuPont (Newark, DE)
- …technical resources to understand opportunity including yield, quality, up-time, safety, compliance , cost, etc. + Assist and lead improvement opportunities. + Work ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- CIBC (San Francisco, CA)
- …Specialists (Wealth Strategies, Investment, Trust, Tax, Operations, Legal, Compliance , Marketing), and External Service providers (accountants, attorneys, ... + Coordinate asset transfers and manage cost basis updates on securities . + Review fee collections and resolve collection issues. **Administrative &… more
- Citigroup (Los Angeles, CA)
- …Banking Teams, Investment Counselors and Product Specialists across Citi Private Bank.The position focuses on servicing clients of Citi Private Bank by understanding ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...direction, self-motivated + US: S7, S66 (or S63/S65); NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... Applications Development Technology Senior Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …of** * Company's working structure, policies, mission, strategies and compliance guidelines. * Advanced investment concepts, practices and procedures used ... in the securities industry. * Client relations management tools. * Financial...minimums. However, the office has determined the appropriate range for this position to be $100,000.00 to $150,000.00 base… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems… more
- Citigroup (Boston, MA)
- …and capable of bringing in new clients/investment relationships. Candidates for the position should be collaborative and team oriented, able to leverage a wide ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more