- HSBC (New York, NY)
- …as giving and social impact utilizing knowledge of tax and investment strategies, securities , insurance, pension plans and real estate. As our Head of Wealth ... preferred + FINRA S7 and S66 licensing preferred. In compliance with applicable laws, HSBC is committed to employing...HSBC will not engage in immigration sponsorship for this position . As an HSBC employee, you will have access… more
- MUFG (Tempe, AZ)
- …the Bank's governance, risk management, and internal control processes. This position is responsible for the end-to-end execution of audit engagements-including ... significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices,… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** This new VP/Director level position offers a strong growth opportunity in the Aviation Group of MUFG ... and collaboration with Credit/Risk Teams + Be accountable for ensuring compliance with all internal and external regulations, guidelines, standards and procedures… more
- MUFG (Tempe, AZ)
- …member of our recruitment team will provide more details. **Job Summary:** This position will report to the Director, Third-Party Management for first line of ... necessary. + Awareness of corporate insurance requirements for third parties + Compliance with applicable rules and guidance impacting the TPRM program including… more
- MUFG (Jersey City, NJ)
- …in the financial services industry. + Knowledge and experience of regulatory compliance . Working Knowledge + Zscaler Secure Access Service Edge (SASE) + Firewalls, ... We do not anticipate providing visa sponsorship/support for this position .** The typical base pay range for this role...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Tempe, AZ)
- …management framework within the Global Security Operations Center. This position leads cross-functional initiatives, oversees operational performance metrics, and ... Integrate industry frameworks and best practices into operational workflows, ensuring compliance and adaptability to sector changes. + Monitor and interpret… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... and play an important part in maturing Citi's security posture. This position will be technically challenging and rewarding, but will also provide ample… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems… more
- Citigroup (New York, NY)
- …to an Ultra High Net Worth client base within the United States. The position focuses on servicing clients of Citi Private Bank by understanding their investment ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...direction, self-motivated + US: S7, S66 (or S63/S65) NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- Citigroup (Atlanta, GA)
- …to an Ultra High Net Worth client base within the United States. The position focuses on servicing clients of Citi Private Bank by understanding their investment ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...direction, self-motivated + US: S7, S66 (or S63/S65); NOTE: Securities Industry Exam (SIE is a prerequisite to the… more