- TD Bank (New York, NY)
- …Surveillance Team leads, who are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The ... Compliance professionals engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and… more
- Neuberger Berman (New York, NY)
- …trends, competitive intelligence, and regulatory developments affecting ETF trading and capital markets . + Liaise with product development teams and ETF ... and trading platforms (Bloomberg preferred). + Solid understanding of ETF capital markets structure, trading mechanisms, and market participants. + Proven… more
- Mizuho Corporate Bank (New York, NY)
- …with a proven track record in building and managing complex systems across equity financing product lines. Major Responsibilities: + Technology Strategy & ... Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader...and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales &… more
- Nissha Medical Technologies (Buffalo, NY)
- …is a hands-on role to evaluate WIP and manufactured finished goods for compliance to product specification. Essential Job Functions 1. Perform inspections of ... WIP and manufactured finished goods for compliance to product specification and defined criteria...Nissha Medical Technologies is committed to fair, competitive, and market -informed pay for our employees. The pay range for… more
- Grant Thornton (Columbia, SC)
- …the global product strategy for Tax, aligning with Tax business objectives and market needs. + Shape and communicate the product vision and roadmap for Tax, ... with Tax leaders, Technology leaders, and key corporate stakeholders (Risk, Legal, Compliance , Finance, HR, Operations) to ensure product initiatives meet… more
- JPMorgan Chase (New York, NY)
- Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of ... lead our products to their launch. As a Senior Market and Product Expansion Associate on the...budget + Prepare and submit budget forecasts, accruals, ensuring compliance with deadlines, liaising with Planning & Analysis throughout… more
- Scotiabank (New York, NY)
- Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary Range:** 225,000.00 - 225,000.00 _Please note ... Director (Vice President) Risk Solutions Group, Global Banking & Markets ** **Global Banking and Markets ** Global Banking...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Medtronic (Mounds View, MN)
- …objectives. + Collaborate with teams across various departments, including IT, legal, compliance , and product security, to identify, assess, and mitigate ... exploration and innovation, while helping champion healthcare access and equity for all. You'll lead with purpose, breaking down...the team, you will provide expertise in risk management, compliance , and security strategy, while also playing a key… more
- Citigroup (Getzville, NY)
- …management *Finance background/degree and experience working with Technology on product development, UAT, and collaborating with Finance/ Market Operations ... The Books and Records Oversight team within Markets Operations primary objective is to strengthen the...in over 60 Countries, covering post execution capabilities spanning product aligned Middle Office groups, Settlements, Margin, Asset Servicing,… more
- Citigroup (New York, NY)
- …financial markets , with a preferred background in Rates and/or Equities products (other asset classes welcome), ensuring content is grounded in quantitative ... & Analytics + Coordinate daily with Citi Technology, product business teams, Compliance , and the broader...analytical processes. + Work closely with control functions (Legal, Compliance , Market & Credit Risk, Audit, Finance)… more