- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... experience managing a diverse staff; Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time… more
- NJEDA (Camden, NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Product Officer serves as a lead contributor role in the ... while maintaining a strong and consistent pipeline of qualified applications. + The Senior Product Officer will assist with overseeing the end-to-end… more
- NJEDA (NJ)
- …and shape New Jersey's future with innovative economic development at NJEDA. Job Overview The Senior Product Officer - Venture Products works as an integral ... entrepreneurs, service providers, and other State agencies. Assists EDA's Legislative Officer with OPRA requests. + Manage the day-to-day administrative functions… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...risk across the business. Our team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... CIA function and with other partners and stakeholders including Product Compliance , Business process owners, Risk management...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent ... Product Owners to ensure timely delivery of product improvements. + Acts as SME to senior ... firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...for all levels of reporting (eg Business Unit, Committees, Product ). + Partnering, collaborating and working with other areas… more
- Truist (Charlotte, NC)
- …with all levels of management Preferred Qualifications: 1. Proven Broker/Dealer product knowledge/expertise 2. Eight years of compliance experience, with ... regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Atlanta, GA)
- …of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending ... product . This team member will be responsible for optimizing...change from time to time. 1. Serve as a senior credit risk officer for large and… more