- University of Rochester (Rochester, NY)
- …team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE ... and senior leadership across various university departments. **Essential Functions:** Compliance Program Leadership: + Oversee the development, implementation,… more
- Oura (San Francisco, CA)
- … Compliance Oversight: + Manage Oura's privacy team to ensure data privacy program compliance with HIPAA/HITECH, GDPR, new omnibus US state privacy laws, and ... objectives. What you will do: FDA & Global Regulatory Compliance : + Serve as the primary legal advisor...Leadership: + Develop and oversee the company's ethics and compliance program , ensuring alignment with global best… more
- Guardian Life (New York, NY)
- …and help lead data analytic initiatives and thinking to improve the overall compliance program effectiveness and efficiencies. **You have** + Broad knowledge of ... and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- LCEC (North Fort Myers, FL)
- …and compliance goals. + Serve as a subject matter expert and strategic advisor on risk and compliance to executive leadership. + Promote a risk-aware culture ... JOB TITLE: Manager, Risk & Compliance Location: North Fort Myers, FL Work Hours:...+ Paid time off and paid holidays + Wellness program with financial rewards + Tuition reimbursement + Group… more
- Snap Inc. (Los Angeles, CA)
- …you will help lead and evolve core elements of Snap's global Integrity & Compliance program . Your responsibilities will span a wide range of high-impact areas, ... compliance aspects of litigation and internal investigations. + Cross-Functional Compliance Advisor : Collaborate closely with Commercial Legal, Sales,… more
- Vanguard (Malvern, PA)
- …is charged with building, maintaining, and enhancing an evergreen and comprehensive compliance program for Vanguard's broker-dealer business. Working for the ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Applied Materials (Santa Clara, CA)
- …programs designed to protect Applied Material's innovations. + Be a key legal advisor on complex contractual requirements and compliance related to the daily ... has an exciting opportunity for an experienced attorney or compliance professional to join our world class Legal and...as participation in a bonus and a stock award program , as applicable. For all sales roles, the posted… more
- Guardian Life (Nashville, TN)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- MTA (Jamaica, NY)
- …planning, directing, and administering the operations of the MTA Ethics, Risk, and Compliance Program . Identify and assess departmental compliance with ... out fraud, waste and abuse. Serve as a leading advisor in managing MTA and its subsidiary agencies' Corporate...applicable rules, regulations, policies, and procedures. Ensure that the Compliance program is consistent with industry standards… more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... mid-to-senior level Compliance Officer with deep expertise in data privacy, privacy...of AI technologies. The ideal candidate is a proactive advisor who can integrate privacy considerations into the entire… more
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