- FirstBank PR (San Juan, PR)
- …criticized reports, risk rating assessments, industry analysis, quarterly covenant checks. The Officer also monitors compliance with borrowing base formula and ... Officer manages accounts with the goal of minimizing delinquencies. The Officer manages accounts assuring compliance with all applicable regulations and Bank… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... appetite and protect the franchise. The ICRM Regulatory Architecture Compliance (RAC) team is responsible for oversight of the...the data quality rules via the monthly Data Quality Review forum, ensuring updates to the data dictionary, and… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer -...on the product and business + Draft, update and review compliance policies in line with regulatory requirements ... Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's Legal and … more
- AeroVironment (Manassas, VA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... necessary for Trade Show and Demo support. Conduct contract review for trade compliance requirements. + Acts independently to determine methods and procedures… more
- State of Massachusetts (Boston, MA)
- …Investigations Unit. As a valuable member of the Employment Investigations team, the Compliance Officer performs routine investigative duties, with a focus on ... Compliance and Certification* **Organization:** **Commission Against Discrimination* **Title:** * Compliance Officer I (Employment) * **Location:** *Massachusetts-Boston-1… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM as it… more
- Byline Bank (Chicago, IL)
- …we serve, Byline Bank is the place for you. **Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the ... Compliance Management System. This role functions as an independent...goal of retaining and growing talented individuals. We regularly review and adjust our compensation structure as needed to… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible for ... regulation related to fraud activities executed in 1LOD, and maintains fraud regulatory/ compliance risk levels within the firm's risk appetite that protect the… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more