- PrincePerelson & Associates (Salt Lake City, UT)
- …global financial services client seeking motivated early-career professionals to join their Employee Compliance Review team . This role focuses on supporting ... **Employee Trade Coordinator ( Compliance ) - Entry Level** Salt Lake City, UT...in a corporate setting. **What You'll Be Doing:** + Review employee requests to open and maintain personal brokerage… more
- MTA (New York, NY)
- …handover to the operating owner. Responsible for construction quality. Oversees construction/construction compliance review team . Fosters a culture of ... Director Construction Compliance Job ID: 12557 Business Unit: MTA Construction...Plan. Accountable for holding agency reviewers accountable for constructability review duration commitments. Education and Experience Bachelor ' s… more
- The Boeing Company (Renton, WA)
- …seeking a **Senior Ethics and Compliance Specialist** to support the Issue Review Team (IRT) within the Risk Reporting Organization. This position requires: ... focus on issue spotting, risk mitigation and have a compliance mindset. This opportunity can be based in one...review and execution of ethics case management and compliance activities + Engages with reporting parties, managers, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communications and applies them accordingly. + Coaches, trains, and mentors less experienced Compliance Specialists. + May serve as a " team lead" for more ... research, and resolve problems. **Essential Duties and Responsibilities** + Conducts review of communications, through the use of various reports and systems.… more
- US Bank (Minneapolis, MN)
- …One. **Job Description** Partners with leaders in multiple Lines of Business, Risk/ Compliance /Audit (RCA) Consultants, and other Risk Management and Compliance ... effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- Eastern Bank (Lynn, MA)
- …+ Assist with many administrative duties in the office as needed + Assist the Compliance Analyst team with review of HMDA data, Flood requirements, and ... **MAJOR RESPONSIBILITIES:** + Review originated consumer loans for Quality Control purposes....origination system data and other system with accuracy and compliance . Maintains up to date notes in loan origination… more
- Mizuho Corporate Bank (New York, NY)
- Credit Review Americas Division, Vice President About the Team CRAD's mission is to operate as a third line of defense ("3rd LOD") independent from the credit ... across various industry segments. The candidate will assist the Team in completing the annual review plan... plan by conducting independent credit reviews to ensure compliance with Bank policies and procedures as well as… more
- Geisinger (Danville, PA)
- …with human research protocols and provides procedural guidance for regulatory and compliance issues. Provides technical support for Institutional Review Board ... amendments, continuing reviews, determining the level of risk and appropriate review process to ensure compliance with regulatory requirements, institutional… more
- City of Las Cruces, NM (Las Cruces, NM)
- Plans Review Engineer (Revised) Print (https://www.governmentjobs.com/careers/lascruces/jobs/newprint/5014101) Apply Plans Review Engineer (Revised) Salary ... works project plans, reports and other development and design related documents for compliance with City of Las Cruces Design Standards and all applicable local,… more
- Banc of California (San Diego, CA)
- …for leading the independent Credit Review function of the Bank. The Credit Review Director ensures the team 's compliance with the Credit Review ... staff have the proficiency required to perform portfolio reviews + Ensures the Credit Review team validates the accuracy and timeliness of asset quality risk… more
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