- SMBC (New York, NY)
- …Independent Assessment, Training, and CEO Attestation. + Help to oversee the Volcker review with Compliance globally to confirm ongoing Volcker Rule adherence ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...stakeholders across the bank in understanding Volcker obligations. + Review and enhance critical Volcker Rule processes within its… more
- State of Colorado (Denver, CO)
- …the "Print" icon. 01 1. Discuss your experience with conducting an audit or compliance review (such as a financial audit), including reviewing documentation to ... position, you will experience working within a high-functioning professional team . The ideal candidate will be a critical and...Please provide a specific example of an audit or compliance review you have conducted and the… more
- Coinbase (Charlotte, NC)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX ... Compliance TMS Quality Operations within the CX Compliance team , you will be responsible for...team , you will be responsible for conducting a review of end-to-end investigations for customers (individuals/entities). You will… more
- HSBC (New York, NY)
- …are based in each region, to ensure local subject matter expertise and to guide, review , and challenge. MRM activity is managed on a global basis as many models are ... management of model risk. As our SVP, Independent Model Review , Traded Risk you will: + Manage model risk...the group. + Provide functional leadership for a small team of Model Validators operating across geographies and the… more
- The Boeing Company (North Charleston, SC)
- …with us. **Boeing Commercial Airplanes** is seeking **Mid-Level or Senior Product Review Engineers** to support Liaison Engineering team in **North Charleston, ... through post production environment. + Ensures supplier and build partner compliance with Boeing standards. + Develops customer correspondence for continued safe… more
- UMB Bank (Nashville, TN)
- UMB's Corporate Trust Compliance team supports the Corporate Trust group by performing account review , monitoring and ensuring compliance with ... Trust team . Working in the Corporate Trust Compliance team can be exciting, challenging, collaborative,...and therefore each specialist works independently to meet individual review goals. However the team meets regularly… more
- Access Dubuque (Dubuque, IA)
- …operations, advance internal controls, or to meet new regulations/requirements. + Provide compliance review of federal, state, Center for Medicare and Medicaid ... and Department of Insurance (DOI) requirements. + Lead the Compliance team , establish annual objectives, provide ongoing...DOI requirements as may be applicable. + Perform annual review and then as needed during the negotiation process.… more
- Carnival Cruise Line (Miami, FL)
- …and implementation of effective corrective and preventive actions. + Monitor and manage compliance through the review of monthly HESS Steering Committee and HESS ... System (OHSAS 18001-2007). Primary functions are as follows: Reviewing "HESS Action Team " and "HESS Steering Committee Meeting" reports for the fleet and addressing… more
- BAE Systems (Falls Church, VA)
- …This is a Senior Manager or Principal Attorney position supporting the Global Trade Compliance (ITC) team in conducting audits, assessments and reviews of Inc. ... and data management requirements against regulations and company procedure. + Reviews compliance with document review processes, public release, review … more
- Lincoln Financial (Concord, NH)
- …(LFI), and Lincoln National Life's managed separate accounts. The Funds Management compliance team primarily oversees compliance with federal securities ... Funds Management role is responsible for supporting Lincoln's Funds Management business team by implementing and maintaining complex compliance programs for… more
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