- TD Bank (Portland, ME)
- …initiatives/guidance as appropriate **Shareholder Accountabilities:** + Actively assists in developing Compliance Team procedures + Facilitates the periodic ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Business Oversight Manager - Marketing… more
- TECO Energy (Ybor City, FL)
- …contractual, and Emera existing and new standards. Assists with the IT QA and Compliance team strategy, goals development, and team communication. Provide ... programs. [10%] SUPERVISION Direct: Supervises the day-to-day activities of IT QA and Compliance team members. Provides direct input to the Technology Quality… more
- Cleveland Research Company (Cleveland, OH)
- …staff, and peers. + Other duties as assigned to support the CCO and Compliance Team Required Qualifications + Undergraduate degree is required; Business related ... Assist with FINRA exams as applicable + Assist with annual compliance reporting requirements + Review FINRA notices and relevant industry news, follow up with… more
- Ochsner Health (Lafayette, LA)
- …experience in an acute care setting or similar environment. Experience in compliance management systems (CMS) regulations, compliance and quality metrics. ... level experience. Experience in managed care, quality management, regulatory compliance , medical management, or other related MCO departments/functions. **Certifications**… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …and other improprieties, without fear of retaliation. . Coordinating internal compliance review and monitoring activities, including periodic reviews of ... of related laws and regulatory requirements. . Providing strategic direction to the management team on compliance . . Preparing and presenting clear and concise … more
- Arena Investors LP (Jacksonville, FL)
- … Officer. In this role, this individual will work closely with the compliance team and have regular interface with staff throughout the organization. ... where others won't. Arena is looking to expand the team through the addition of a senior Compliance.... Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); . Conflicts… more
- Family of Kidz (Westbury, NY)
- …experience) About the Role: We are seeking a detail-oriented and reliable School Contract Review Specialist & Processor to join our team in Westbury, NY. This ... and thrives in a deadline-driven environment. Key Responsibilities: + Review contracts for accuracy, completeness, and compliance ...with opportunity for growth. + Work with a mission-driven team making an impact in the education space. +… more
- City National Bank (Gilbert, AZ)
- *KYC REVIEW ANALYST- OPS* WHAT IS THE OPPORTUNITY? Conduct Enhanced Due Diligence background investigations for commercial loan borrowers in adherence with credit ... policy and compliance with BSA and USA Patriot Act. Responsible for...(KYC) program on new and existing client relationships. Perform review and provide clearance on potential negative news alerts… more
- UPMC (Pittsburgh, PA)
- …responsible for administering UPMC Insurance Services Division Policy and Procedure review , approval, and maintenance processes. The Compliance Supervisor shall ... all deadlines and other requirements related to the submission, review , access, and maintenance of policies and procedures. +...ongoing guidance management of the CCEO Policy and Procedures Team . + Provides assistance to the Compliance … more
- Adaptive Construction Solutions (Houston, TX)
- …project kickoff meetings with clients, contractors, and subcontractors + Represent the compliance team at recurring client meetings throughout the project ... clients and contractors + Monitor project progress through various compliance review processes and recommend improvements ...Team Leads and Directors + Coordinate with the compliance team and directors to make necessary… more
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