- American Express (Charlotte, NC)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, ... is a key member of the 2nd Line of Defense (2LOD) Compliance Risk Management team responsible for designing, governing, and overseeing the enterprise-wide … more
- American Express (Sandy, UT)
- …an impact in this role?** We are seeking an experienced and strategic Vice President of Compliance Risk Assessment to lead and manage the compliance risk ... related activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services institution.… more
- American Express (Sandy, UT)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Manager, Compliance Risk Assessment Program, ... supports the development, governance, and operationalization of the enterprise Compliance Risk Assessment (CRA) framework. Operating within the 2nd Line of… more
- Navy Federal Credit Union (Vienna, VA)
- …and practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and ... manage compliance risk management processes to enhance effectiveness and ensure alignment with key enterprise objectives and corporate strategy. Support the … more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to setting new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance … more
- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... managing other SMEs outside of the CRA team in their conduct of compliance risk assessments for the legal entities they cover (primarily non-U.S. entities). The… more
- Dollar Tree (Chesapeake, VA)
- …the design, implementation, execution, and continuous improvement of the Ethics & Compliance risk assessment and monitoring and response methodologies, plans, ... and resources to design and execute a robust and comprehensive Ethics & Compliance risk assessment process and risk -based monitoring plans and activities. +… more
- Amazon (Arlington, VA)
- …team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance programs for Amazon's regulated ... agile in managing change. Key job responsibilities - Conduct comprehensive DOT compliance risk assessments across Amazon's transportation programs - Develop and… more
- HSBC (New York, NY)
- …culture in HSBC's business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: + Serve as a regulatory coordinator ... gravitas and strong leadership type traits + Have good knowledge of Compliance Risk Management frameworks, with a focus on Non-Financial Risk Management… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products,… more