- AbbVie (North Chicago, IL)
- …and policy interpretation to all levels of key business functions, including compliance risk assessment , trend analysis, and functional-level requirements ... with legal requirements, regulatory best practices, and emerging developments. + Evaluates compliance risk metrics for policies and training topics, conducts … more
- Stanford Health Care (Palo Alto, CA)
- …the Corporate Compliance Committees; organizing, facilitating and managing the annual Compliance Risk Assessment and Workplan processes and ongoing ... meetings and record keeping; organizing, facilitating, and managing the annual Compliance Risk Assessment and Workplan processes and ongoing mitigation… more
- Highmark Health (Pittsburgh, PA)
- …**Job Description :** **JOB SUMMARY** This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a ... assessments to internal and external contacts.Assists with the review of inherent risk assessment results and the stratification of engagement risks, and… more
- Aegon Asset Management (Cedar Rapids, IA)
- …business process owners and senior management. + Active participation in the periodic compliance risk assessment process, development of annual testing ... record-keeping and fiduciary administration affiliates. + Maintain and update assigned compliance risk assessments, as part of the team's annual compliance … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Recommend protocols for compliance testing. + Contribute updates to the compliance risk assessment . + Support post-implementation validation based on ... at Fifth Third Bank. GENERAL FUNCTION: Leads in the identification and assessment of risks (Electronic Funds Transfer, Truth in Lending, Equal Credit Opportunity… more
- City National Bank (Charlotte, NC)
- …experience in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ... with compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current policy and procedures.… more
- Scotiabank (Tampa, FL)
- …business initiatives impacting the TAO or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business. ... the annual training needs assessment process, as well as delivery of live Compliance training (new hire, annual and ad-hoc) for the TAO and GTB business. +… more
- Medical Mutual of Ohio (OH)
- …requirements through the development of policies, delivery of training, participation in annual compliance risk assessment and work plan development, and ... as Medical Mutual's Medicare Compliance Officer. + Participates in annual compliance risk assessment and work plan development. + Develops and delivers… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …and revise compliance policies and SOPs, as directed. Participate in enterprise compliance risk assessment . + Investigate compliance matters reported ... organization adheres to relevant laws, regulations, and industry standards, focusing on compliance risk areas and billing practices, while also providing ongoing… more
- KeyBank (NY)
- …required. - Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - Other duties as ... to include among others: the development and implementation of Operational risk policies and procedures; assessment , monitoring and testing; establishment… more