- University Health (Boerne, TX)
- …Coordinator leads the evaluation of research protocols and provides clinical and risk assessment expertise on research-related procedures. Assists Director in ... implementation of human subject research protection program. Reviews complex human subject research protocols and supports the Clinical Research Department through coordination, monitoring, and education of processes required for Research Proposals within… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant… more
- Houston Methodist Willowbrook Hospital (Houston, TX)
- …as appropriate. PEOPLE ESSENTIAL FUNCTIONS Leads facility partners to bring expert assessment and problem-solving skills to ensure reliable, safe systems of care for ... responsible for the execution of corrective actions initiatives/projects and compliance with customer requirements. Supports leadership with the development and… more
- SMBC (Charlotte, NC)
- …areas with expert guidance on processes and control design, ensures effective assessment of technology risk across the broader operating environment, and ... Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent... & control assessments within 1LoD, working closely with Risk Management, Compliance , Internal Audit, and peer… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …+ Develops and implements global compliance strategies, oversees all aspects of risk assessment development. + Ensures alignment of compliance activities ... Responses and Internal Audit Action Plans + Build dynamic risk assessment capabilities driven by data analysis....by others is highly valued. + Regulatory Agency as Compliance Officer preferred. + Strong written and… more
- Stanford Health Care (Palo Alto, CA)
- …the Corporate Compliance Committees; organizing, facilitating and managing the annual Compliance Risk Assessment and Workplan processes and ongoing ... and record keeping; organizing, facilitating, and managing the annual Compliance Risk Assessment and Workplan... and Privacy improvement projects. + Supports the Chief Compliance Officer and other members of the… more
- Formation Bio (New York, NY)
- …guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment and management methodologies, with a successful track ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- Tyto Athene (Fairfax, VA)
- …documents that you will be responsible for are the System Security Plan (SSP), Risk Assessment Report, Security Assessment Plan and Report, Contingency Plan, ... systems' compliance and authorization to operate (ATO) + Perform risk analyses to determine cost-effective and essential safeguards + Support Incident Response… more
- Principal Financial Group (Des Moines, IA)
- …As the Assistant Director of Compliance , you will work closely with the Chief Compliance Officer and senior leaders to ensure we maintain a strong, adaptive ... well as internal and external legal teams. + Build strong partnerships across compliance , legal, risk , recordkeeping operations, and advisory teams. + Champion… more
- Banc of California (Santa Ana, CA)
- …and makes recommendations to management. + Maintains the Enterprise Fraud Risk Assessment , and recommends changes to current processes, responsibilities, ... objectives related to fraud prevention. Ensures all duties are performed in compliance with company policies and procedures, as well as all applicable US… more
