- CIBC (Chicago, IL)
- …approach to compliance risk oversight and assessment of compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager ... with a large banking or financial services organization. + You possess working knowledge of compliance risk assessment management or risk assessment … more
- MetLife (Philadelphia, PA)
- The Team You Will Join Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with ... is seeking an engaged, detail oriented, and self-motivated Compliance Officer to join the team. The...and testing, and provide review and challenge during first-line risk assessment processes * Partner with other… more
- MUFG (Irving, TX)
- … Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...defense controls and prepare reviews for senior management detailing assessment of the effectiveness of the Compliance … more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant… more
- Citigroup (Houston, TX)
- …and utilizing data. * Make informed business decisions, considering risk assessment , the firm's reputation, and compliance with laws, rules, and regulations. ... business growth. **Responsibilities** : * Lead regional and key risk reviews, ensuring compliance and mitigating threats....track record of innovation and groundbreaking developments in credit risk assessment and mitigation. * Expertise in… more
- State of Montana (Helena, MT)
- …the responsibilities of a pass-through entity with subrecipients. This includes annual risk assessment , compliance monitoring, and maintaining appropriate ... Voluntary Employee Beneficiary Association (VEBA) *JOB DUTIES:* As a Compliance & Training Officer , you will: *...in a reasonable amount of time): * Principles of risk assessment and compliance monitoring… more
- M&T Bank (Buffalo, NY)
- …objectives and regulatory compliance . + Develop and maintain tools to enhance risk assessment activities and account for emerging risks; ensure open Internal ... risk and controls, collaborating with business partners and risk units on compliance and regulatory issues,... committees. Provide direct assistance/support to the First Line Risk Officer + Develop and review presentation… more
- KeyBank (Charlotte, NC)
- …a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... The Compliance Officer will be... compliance risks are mitigated according to Key's Risk & Control Self- Assessment (RCSA) Procedures and applicable… more
- Citigroup (O'Fallon, MO)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) to support the **Citi Retail Services ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day ...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... New York City office. Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National Compliance … more