- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Recommend protocols for compliance testing. + Contribute updates to the compliance risk assessment . + Support post-implementation validation based on ... bench strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II - Newline Total Base Pay Range 80,500.00… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... complex business units, rules, and regulations on moderate to high- risk compliance matters. + Exercise independent judgment... requirements. + Partner with the ECO Control and Risk Assessment team on PAD metrics and… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud ... to fraud activities executed in 1LOD, and maintains fraud regulatory/ compliance risk levels within the firm's ...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- Veterans Affairs, Veterans Health Administration (Togus, ME)
- …complianceprogram committee oversight, training and education, auditing and monitoring, risk assessment , open lines of communication, enforcement, recognition, ... interview process. Position Description Title/PD#: Health System Specialist - Integrity and Compliance Officer (ICO) TCF Trainee/PD99534-S Virtual: This is not a… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team...under NIRA/NIA policies. Provide a written description supporting the Compliance assessment of NIAs in line with… more
- KeyBank (Brooklyn, OH)
- …to strengthen the firm's financial crimes detection capabilities. The Compliance Officer will assist in the assessment of the adequacy of current ... **About the Job** The Emerging Threat and Surveillance Oversight Compliance Officer works with a specialized team...5 years of experience in AML investigations, financial crime compliance , or risk analysis. + Strong investigative… more
- State of Colorado (Colorado Springs, CO)
- CDOC - Parole Officer Trainee (Colorado Springs) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5027083) Apply CDOC - Parole Officer ... is designed to provide a pathway to the Parole Officer position. As an SSPT, you must enter into...support services collaborate with this setting. The unit ensures compliance with federal and state statutes, CDOC regulations, Parole… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... strong relationships with regulators and stay abreast of industry developments. + Risk Assessment and Mitigation: Conduct comprehensive risk assessments… more
- MyFlorida (Lakeland, FL)
- …the courts that include but are not limited to the following. Detention Screening Risk Assessment DRAI, Suicide Risk Screening Instrument SRSI, Department ... JUVENILE PROBATION OFFICER SUPV - SES - 80059869 Date: Jul...Suicide Risk Screening Instrument, and Department approved risk /needs screening/ assessment instrument(s)] to ensure the proper… more