- Mastercard (Salt Lake City, UT)
- … strategy and priorities with Senior Management and Board * Assess Compliance Risk Appetite and advise on appropriate actions to address areas outside ... High risk customer due diligence escalations and risk assessment activities * Lead design, implementation...FCRA, UDAAP, GLBA, etc.) and BSA/AML/OFAC * Knowledge of Compliance Risk & Controls concepts and functions… more
- University of Virginia (Charlottesville, VA)
- The Director Information Security - Governance, Risk , and Compliance (GRC) will lead the IT Governance, Risk , and Compliance teams and oversee the ... the health system. This role will oversee and continuously mature the information security risk management program including assessment of cyber and IT risk … more
- Aegon Asset Management (Denver, CO)
- …For more information, visit transamerica.com . Job Description Summary Perform strategic compliance risk program design and oversight of investment and ... guidance to Risk leadership and evolve TAM risk assessment and related testing programs. Contributor...+ Direct and assign projects and provide guidance to senior managers, managers, and other compliance staff… more
- Edward Jones (St. Louis, MO)
- …roles and responsibilities. + Administration and oversight of the firm's GRC (Governance Risk Compliance ) vendor and related tool(s) and guidance on usage to ... early due to the volume of applicants. The Governance, Risk and Compliance Liaison is responsible for...seamless delivery of GRC roadmap deliverables set forth by senior leadership. This position collaborates within Enterprise Risk… more
- JPMorgan Chase (Columbus, OH)
- …compliance , and build strong relationships with senior stakeholders. As a ** Compliance and Operations Risk Test Manager** in the Testing Center of ... evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in… more
- JPMorgan Chase (Tampa, FL)
- …regulatory requirements and firm policies. + Understanding of control frameworks plus risk assessment analysis. + Bachelor's degree required. + Experienced ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...methods, you will complete activities that represent an independent assessment of the first line of defense's compliance… more
- MetLife (Whippany, NJ)
- The Team You Will Join Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with ... and regulations, maintain risk levels within MetLife's risk appetite, and integrate ethics and compliance ...and testing, and provide review and challenge during first-line risk assessment processes * Partner with other… more
- CIBC (Chicago, IL)
- …including responses to regulatory agencies + Support the execution of the bank's compliance risk assessments to identify potential areas of compliance ... Advisory Services, Compliance Assessments, Leadership, Process Improvements, Regulatory Compliance , Risk Compliance , Software Testing Process, Strategic… more
- Point32Health (Canton, MA)
- …as a leader in health care compliance programs. + Lead annual and ongoing risk assessment processes and develop associated risk assessment reporting; ... about who we are at Point32Health (https://www.point32health.org/) . **Job Summary** The Senior Manager, Compliance Program will manage the day-to-day operations… more
- Wellington (Boston, MA)
- …including oversight of the Global Compliance Training Plan, Global Regulatory Risk Assessment , NFA compliance programs, RFP/RFI responses etc. + ... those of our clients. **About the Role** POSITION The Compliance Senior Analyst will support Wellington Management's...Americas Core Compliance team within the Legal, Compliance and Risk Group. Responsibilities + Lead… more