- Dow Jones (Princeton, NJ)
- …including, The Wall Street Journal, Barron's, MarketWatch, Dow Jones Factiva and Dow Jones Risk & Compliance . You will find that we are a collaborative group, ... Update and maintain relevant working tools and materials. + Undertake quality control and accuracy checks/audits. + Monitor and report on performance against… more
- Citigroup (New Castle, DE)
- …to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- STELLAR SERVICES (New York, NY)
- …necessary to address information security needs for the organization. + Perform risk assessments of new and existing technology solutions to identify opportunities ... standards for security systems and applications, including policy assessment and compliance tools, network security appliances, and host-based security systems. +… more
- Citigroup (New York, NY)
- …data solutions and services to meet client needs. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation ... and safeguarding Citi, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to Citi policy, applying sound ethical… more
- Citigroup (New York, NY)
- …proposals** **Explores and develops new business opportunities** **Appropriately assess risk when business decisions are made, demonstrating particular consideration ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …assess and manage technical risks, demonstrating a strong commitment to regulatory compliance , ethical judgment, and transparent reporting of control issues. ... **Qualifications:** We are seeking a talented individual with: + Experience: 5-8 years of progressive experience in systems analysis and programming of software applications, with a proven track record of implementing successful projects. + Technical Acumen +… more
- Citigroup (Tampa, FL)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …require close interaction with our internal partners across Manager Solutions, Legal, Risk , Compliance , Operations, Bankers, and Investors. Externally, the role ... third party investment managers and relevant counterparties. + Collaborate on control -related responsibilities in order to comply with regulatory standards and firm… more
- Citigroup (Tampa, FL)
- …to trade capture, batch failures, position keeping, market data, pricing, risk and liquidity reporting. + Engage with operations, traders, quants, development ... support + Strong hands-on experience with: + Unix/Linus [ scripting, file manipulation, job control ] + SQL [ MSSQL/Oracle or similar, Stored proc, SSIS, SSRS ] + Big… more
- Regions Bank (Birmingham, AL)
- …section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures ... School Diploma or GED and seven (7) years of experience in Compliance , Quality Assurance/ Control , Audit, or other related compliance function specific to a… more
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