- Wells Fargo (Chandler, AZ)
- …maintaining relationships with customers and colleagues + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Chandler, AZ)
- …+ Provide advanced information security consultation for all aspects of information security compliance policy, risk management , and remediation + Direct ... to help mature the Data Loss Prevention front line risk management and governance program. Engage stakeholders...with cybersecurity infrastructure solutions + Advanced knowledge of Governance, Risk and Compliance (GRC) + 2+ year(s)… more
- Wells Fargo (Irving, TX)
- …to projects focused on enhancing and simplifying operational accounting processes + Identify compliance and risk management requirements for supported area ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met ... team. This engineer will work in our core technology Risk and Margin, Cash Management platform in...to supported applications plus assure quality, performance, security, trading risk controls, and compliance for those application… more
- Wells Fargo (Iselin, NJ)
- …escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met ... Uses advanced knowledge of Fixed Income E-trading flows, Venue Interaction and Position/ Risk management in identifying, evaluating and resolving highly complex… more
- Citigroup (Charlotte, NC)
- …Understanding of Treasury, Funding, Investments and Markets along with understanding of regulatory, compliance , risk management and financial management ... and improve returns in accordance with the Non-Trading Market Risk Management (NTMR) limit framework as well...and controls. + Coordination lead for Internal Audits, NTMR Risk Reviews and Compliance . + Provide support… more
- Raymond James Financial, Inc. (New York, NY)
- …and a minimum of three (3) years of experience in the financial services industry, compliance , or risk management . ~or~ + Any equivalent combination of ... **Essential Duties and Responsibilities** + Executes the risk -based branch exam program in FINRA-registered and non-registered...+ Clears communication of all exam findings to branch management , exam managers and compliance leadership +… more
- Citizens (Johnston, RI)
- …is preferred: private bank industry insight, critical thinking, leadership, compliance management , credit portfolio management , risk management ... this expansion in the consumer loan portfolio requires new roles in first line risk management . The Private Bank Consumer Credit Risk and PM Lead position is… more
- New York State Civil Service (Albany, NY)
- …skills, and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial ... ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a highly skilled data… more
- Truist (Atlanta, GA)
- … approaches that create sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and best practices ... throughout organization. Responsible for leading the advancement of the organization's risk management culture, framework, and appetite throughout the assigned… more