- Manulife (Boston, MA)
- …+ Experience with RSA Archer (previously known as Archer GRC), or similar governance, risk , and compliance management software + Demonstrated knowledge of ... audit methodologies, control frameworks, and risk management practices + Professional Certifications/Designations evidencing expertise in key controls testing… more
- SMBC (New York, NY)
- …President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... a member or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees. The … more
- Wells Fargo (Los Angeles, CA)
- …direction from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- LATICRETE International (Bethany, CT)
- …business objectives and minimize legal risks. + Provide guidance on corporate governance, compliance , and risk management . Corporate & Business Law: + ... transactions. + Advise on corporate structure and reorganizations as needed. Regulatory Compliance & Risk Management : + In collaboration with the Enterprise … more
- Capital One (Riverwoods, IL)
- …of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination within the ... of payment network technology, operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution.… more
- Wells Fargo (Charlotte, NC)
- …to complex projects + Develop skills in a specific domain with training + Understand compliance and risk management requirements for supported area + Receive ... a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area +… more
- JPMorgan Chase (Delaware, OH)
- …regulatory requirements + Develop and update policies, procedures, and standards to ensure effective risk management and compliance + Ensure compliance ... offering a unique opportunity to shape the firm's tech risk strategy and enhance industry compliance . As...shaping and implementing the Consumer & Community Banking Technology Risk Management Strategy. Leveraging your advanced knowledge… more
- Bank OZK (Little Rock, AR)
- Job Purpose & Scope Responsible for maintaining risk management practices and conducting compliance testing to support and enhance the Bank's risk ... + Minimum of two (2) years of experience in financial reporting, auditing, risk management , or regulatory compliance , required. + Minimum of one (1) year… more
- AdventHealth (Orlando, FL)
- …operation of the facility/entity. Ensures compliance with patient safety and risk management related standards by DNV and other accrediting and regulatory ... Risk Manager (CRM) is responsible for managing the risk management program for the assigned areas....event report system and patient grievance process are in compliance with FL State Statute 395.0197. The CRM identifies… more
- Regions Bank (Birmingham, AL)
- … management or financial industry **Preferences** + Knowledge of Enterprise Governance, Risk Management and Compliance (EGRC) technologies + Knowledge of ... of Sponsoring Organizations (COSO) framework, digital compliance , data management standards, financial statement reporting risk , internal controls, and… more