- TD Bank (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management , and program ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Capital One (Mclean, VA)
- …stakeholders across Capital One to improve and oversee both Agency and Bank regulatory compliance and risk management practices by defining and driving ... stakeholders Audit Oversight/Coordination + Coordinate with Agency and Commercial Risk compliance leads for internal and external...Business + At least 3 years of Financial Services Risk Management Experience Preferred Qualifications: + 7… more
- Bloomberg (New York, NY)
- …with vendors and Bloomberg departments and subsidiaries + Interpret, train and enforce compliance with Bloomberg's Vendor Risk Management Policy + Cultivate ... and leverage relationships with CISO, Legal, Compliance , Enterprise Risk Management (ERM) and other control functions to accomplish objectives + Lead key VRM… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, within the Asset & Wealth Management ... Bring your expertise to JPMorgan Chase & Co's Compliance , Conduct and Operational Risk (CCOR),...and final results to key business, control partners and management . + Develop and deliver marketing-related education, training and… more
- Capital One (Mclean, VA)
- …impact and do great things. The preferred candidate will have experience working in Compliance and/or Risk Management organizations within a major financial ... Management or Business Process Management certification + 2+ years of compliance or risk management experience + 2+ years of change management … more
- JPMorgan Chase (Chicago, IL)
- …evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management . Additionally, your ... and build strong relationships with senior stakeholders. As a ** Compliance and Operations Risk Test Manager** in...efficient delivery of outcomes. + Utilize deep knowledge of risk management practices to make sound decisions… more
- Truist (Atlanta, GA)
- …+ Develop relationships and partner with BU Chief Risk Officer, Audit, Operational Risk Management , Compliance , Enterprise Risk Management , Legal ... Risk areas to ensure accurate and comprehensive risk management practices within the assigned business...reporting and process documentation + Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools… more
- JPMorgan Chase (Tampa, FL)
- …the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management . Your expertise in test execution ... interpret control ratings and metrics to enhance the firm's compliance and operational risk management ....to enhance the firm's compliance and operational risk management . **Required qualifications, capabilities, and skills**… more
- Southern Company (Atlanta, GA)
- …on the last business evening of each month. + Maintains, distributes and ensures compliance with risk management policies and guidelines for mitigating ... ** RISK MANAGEMENT ANALYST** **Basic Function:** Manages the day-to-day execution of the Enterprise Risk Management function via facilitation and… more