- Vanguard (Malvern, PA)
- …Artificial Intelligence (TCIA) function. The individual will identify, evaluate, and mitigate compliance risks, develop risk management strategies, and ... Risk . + Act as a trusted advisor to senior management on emerging risks and regulatory...Qualifications + Minimum of eight years related work experience compliance , risk , and/or governance program management… more
- Microsoft Corporation (Washington, DC)
- …beyond. **Responsibilities** The responsibilities of the Senior Operations Manager - Compliance & Trade: + Support oversight and management of Trade ... **Overview** The Senior Operations Manager - Compliance &...with system and process design + Working understanding of risk management and internal control frameworks and… more
- Capital One (Mclean, VA)
- …a motivated professional for a Senior Manager role on the Interest Rate Risk Management (IRR) Analytics team. The role provides an excellent opportunity to ... Sr. Manager, Interest Rate Risk Management (Hybrid) Capital One's Balance...+ Analyze and present results and strategic implications to senior level management + Develop appropriate controls… more
- PNC (Louisville, KY)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... and have an opportunity to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance… more
- City National Bank (Phoenix, AZ)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and ... * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS...management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- City National Bank (New York, NY)
- …rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and ... SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a...management and other regulatory affairs. * For Wealth Management Compliance roles, experience with a financial… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...guidance. You will also communicate critical product challenges and risk insights to senior leadership, helping to… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...guidance. You will also communicate critical product challenges and risk insights to senior leadership, helping to… more
- GCI Communication Corp (Anchorage, AK)
- GCI's Senior Compliance & Controls Transformation Analyst will champion com pliance within GCI's Business to Business (GCI B), Business to Consumer (GCI C), ... response to identified risks, create formal control documentation, and remediate compliance deficiencies. Provide regular feedback to management regarding… more
- JPMorgan Chase (Columbus, OH)
- …assessment of operational and compliance risks, applying your knowledge of risk management strategies. + Develop and implement effective control strategies ... Evaluation (CORE)). + Present findings and recommendations to senior management and stakeholders, applying your presentation...of financial service experience in controls, audit, quality assurance, risk management , or compliance . +… more