- EverBank (Jacksonville, FL)
- ** Sr . Compliance Director** The Sr . ...also advising senior management team on compliance risks and driving a proactive risk ... compliance programs. + Monitors regulatory trends, assesses risk exposure, and advises senior management... risk exposure, and advises senior management and/or the board regarding compliance risks… more
- SMBC (Jersey City, NJ)
- …record of successfully managing projects as well as a strong risk management / internal control mindset to assess compliance risks and controls. ... + Assist in the presentation of CRA results to senior 1LOD and 2LOD management , including an...management , including an overview of the level of compliance risk and the strength of relevant… more
- ExxonMobil (Spring, TX)
- …Market Risk Analyst position is responsible for monitoring trading activities for compliance with Market Risk Management policies and developing and ... risk mitigation strategies, and risk assessments and insights to senior management . **Position responsibilities can include:** * Act as Market Risk … more
- Wawa, Inc. (IA)
- …implementation of enterprise-wide compliance strategies, programs, and initiatives. Counsel senior management on compliance issues impacting the ... compliance risks and implement proactive measures. Prepare compliance reports for senior management ,...Juris Doctorate preferred. + 5+ years of experience in compliance or risk management , preferably… more
- Lilly (Indianapolis, IN)
- …and regulatory precedence. The Senior Director will ensure that the Benefit- Risk Management group maintains compliance with current regulations, ensuring ... people around the world. **Purpose:** The purpose of the Senior Director - Benefit- Risk Management ...and conducts gap assessments related to Benefit- Risk Management processes and activities ensuring compliance with… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... will work closely with senior leaders across Compliance and to execute key risk programs,...or related field.** + **7+ years of experience in compliance , business operations, risk management ,… more
- American Express (Sandy, UT)
- …enterprise-wide financial crimes compliance function through its surveillance, governance, risk management , standards and training programs. The GFCC Program ... reporting to demonstrate the status of ongoing initiatives to senior leaders, auditors, and regulators + Maintain a solutions-oriented,...**Qualifications** + 3 years of proven experience in a compliance , risk management , audit, legal,… more
- SMBC (New York, NY)
- …(eg, CAMS, CRCM) are a plus. + Minimum of 15 years of experience in compliance , risk management , human resources or project management within ... and key support functions such as Legal, HR, and Risk Management to drive alignment and ensure...skills, both verbal and written, with experience presenting to senior management and regulatory bodies. + Demonstrated… more
- American Express (Sunrise, FL)
- …**Minimum Qualifications** + 3 years of experience in any of the following: BSA-AML compliance , risk management , program management , and regulatory ... The US AML Program Analyst will report to the Senior Manager of the US AML Program, covering AENB...the annual refresh of Bank and Company Financial Crimes Risk Management policies, and BSA/AML Programs, including… more
- Futurex (Bulverde, TX)
- …and accurate records of all compliance activities and findings. + Prepare compliance reports for senior management and regulatory bodies. + Document ... Administration, Finance, or a related field. + 3-5 years of experience in compliance , risk management , or a similar role, preferably within the financial… more