- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Leads manager on projects involving functional business areas including AML, Model Risk Management , Compliance , IT/Information Security, Supplier Risk , ... impact analysis for all office services related issues and develop reporting for senior management . + Responsible for regulatory change management oversight,… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... Senior Manager, Cash Management Product Execution,...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Capital One (Richmond, VA)
- …Qualifications: + Bachelor's Degree or military experience + At least 4 years of risk management , compliance , regulatory, audit, or legal experience + At ... senior leadership meetings, drafting and reviewing materials for senior management , and other governance activities. +...procedures Preferred Qualifications: + At least 6 years of risk management , compliance , regulatory, audit,… more
- Bon Secours Mercy Health (Cincinnati, OH)
- …state and federal laws and regulations. Serves as Title IX coordinator. + **Legal Compliance and Risk Management ** : Work proactively with legal counsel ... employees, vendors, and external entities; provide timely updates to senior leadership on critical issues; and serve as a...+ Master's Degree in Law and Governance, Legal Studies, Risk Management , Compliance or related… more
- Navient (Phoenix, AZ)
- …mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - ... Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk management … more
- Robert Half Technology (Tustin, CA)
- …and third-party assessors. + Deliver reports and recommendations to senior management on compliance posture and risk mitigation. Continuous Improvement ... IT Audit and Compliance Manager to lead our IT audit, risk management , and compliance initiatives. This role ensures our systems, processes, and… more
- SMBC (New York, NY)
- …and transaction monitoring regulations, including NACHA guidelines. + Prepare and refine risk reporting for senior management and supervisory committees. ... + 7+ years of experience in financial services, with a focus on risk management , compliance , or transaction banking. + Strong understanding of operational … more
- Humana (Albany, NY)
- …strategy. **Required Qualifications** + Bachelor's Degree + Minimum 15 years of progressive risk management or compliance experience within the healthcare ... help us put health first** The Vice President Enterprise Risk Management (ERM) is responsible for rebuilding...presentation/communication skills and the ability to effectively interface with senior management and team members. + Strong… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...complex concepts and issues in a business-friendly manner to senior /executive management + Work effectively as an… more
- Santander US (Dallas, TX)
- …and emerging risk themes. + Present findings and recommendations to senior management , governance committees, and regulators as needed. + Partner with ... 12+ Years Compliance , Legal, Regulatory, Audit, or Risk Management in Financial Services. - Required.... senior executives with clarity and confidence. + Risk Mindset, strong grasp of compliance and… more