- Lowe's (Mooresville, NC)
- **Your Impact** The Services Compliance Sr . Analyst plays a vital role within the Services Compliance team, supporting regulatory and operational ... store operations. * 3 years' experience on familiarity with contractor licensing platforms, compliance management tools, or service contract software. * 1 year… more
- Abbott (Sylmar, CA)
- …and training, and development and implementation of divisional monitoring plan. + Identifies compliance risk areas and recommends action plans to ECO or direct ... management . + Responsible for direct compliance support...moderately complex OEC and divisional policy interpretation and requirements, compliance risk assessment, trend analysis and best… more
- University of Rochester (Rochester, NY)
- …of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Sr . Quality and Compliance Sp, PCMH promotes compliance ... responsible for overseeing and prioritizing PCMH report requests. The Sr . Quality and Compliance Sp, PCMH will...Epic Required + Proficient in Excel Required + Project Management Experience Required **ESSENTIAL FUNCTIONS** Compliance : +… more
- Wells Fargo (Charlotte, NC)
- …document programs using Agile development practices + Understand and participate to ensure compliance and risk management requirements for supported area are ... Uses advanced knowledge of Fixed Income E-trading flows, Venue Interaction and Position/ Risk management in identifying, evaluating and resolving highly complex… more
- Charles Schwab (Westlake, TX)
- …organized and results-oriented Senior Manager to join the Retail Supervision & Risk Management (RSRM) Risk team supporting the Learning & Development ... Responsibilities** The Senior Manager, Retail Supervision & Risk Management role will be a hybrid...or equivalent + 8 - 10+ years of supervision, compliance , audit, or regulatory risk management… more
- Capital One (Richmond, VA)
- Anti-Money Laundering Sr . Investigator Job Description **Anti-Money Laundering (AML) Sr Investigator I** **Level: Associate** **Job Description:** The Anti-Money ... Laundering (AML) Sr . Investigator I supports various AML processes, which might...broader context and implications of the various types of risk affecting the business (eg, financial, legal, reputation, etc.).… more
- TD Bank (New York, NY)
- …with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management ; and + Foster an environment and culture ... strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational Risk Management (ORM) programs to… more
- Amazon (Herndon, VA)
- …on systems goals and constraints in relation to physical, interfaces, compliance , data management , and risk management . A day in the life You will ... to delivery. They will perform system/product definition, requirements decomposition, technical risk assessments, and end to end testing for scalable high assurance… more
- Edwards Lifesciences (Irvine, CA)
- ** Sr . Director Compliance , Investigations & Monitoring** At Edwards Lifesciences, we're committed to operating with honesty, openness, and fairness. ... quality and the legal department on investigations as appropriate. + Lead risk -based global compliance monitoring activities ensuring ongoing assessment of the… more
- Amazon (Sunnyvale, CA)
- …like Fire tablets, Fire TV, and Echo. What will you help us create? The Sr . Regulatory Compliance Engineer position requires expertise in RF System, EMC Design ... and other regulatory bodies - Develop scalable mechanisms for regulatory intelligence, risk assessment, and compliance processes, planning and directing … more