- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- AON (St. Peter, MN)
- Deputy Risk and Compliance Officer -...other department members and provide risk and compliance support to senior management and colleagues. + ... Managers (Guernsey) Ltd. (AIMG) is seeking an experienced Deputy Risk and Compliance Officer to...other department members and provide risk and compliance support to senior management and colleagues.… more
- Citigroup (Jersey City, NJ)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... within CIA function and with other partners and stakeholders including Product Compliance , Business process owners, Risk management and Internal… more
- KeyBank (Brooklyn, OH)
- …- Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance ), and/or audit experience with… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance ... and Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, Risk… more
- First Horizon Bank (Memphis, TN)
- …Bachelor (4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background required (2-4 years). ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- First Horizon Bank (Miami Lakes, FL)
- …from internal system searches, etc.) and prepare cases for review and approval by management . + Provide risk rating recommendations to management for ... clients' relationships reviewed, by determining if client is low or potentially high risk or if account closure is recommended. + Onboarding - Review and Analyze… more
- Highmark Health (Austin, TX)
- …Risk Partner to define the development, implementation and maintenance of an effective compliance and risk management program for the supported entities. ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities...+ Provide proactive guidance, education, and information to senior management , so that leaders remain informed and aware of… more
- Anthony Jordan Health Corp (Rochester, NY)
- …is now seeking aRisk Management Specialistwho, under the guidance of the Chief Compliance & Risk Officer , is primarily responsible for managing the ... RISK MANAGEMENT SPECIALIST ROCHESTER, NY (http://maps.google.com/maps?q=214C+Lake+Avenue+ROCHESTER+NY+USA+14608)...a healthcare setting, with responsibilities involving risk management , patient safety, quality improvement or compliance … more