- TD Bank (New York, NY)
- …order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Help to ensure TDS meets regulatory ... TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to… more
- CIBC (New York, NY)
- …requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily sales ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory,… more
- Banco Popular Puerto Rico (New York, NY)
- …13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our ...compliance and help implement any changes. Keep senior management abreast of all changes; + Assist to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate Loans + Manages the Loan Review ... to electronic imaging of credit/collateral files. + Works closely with Credit Risk Executive and Corporate Banking Executive to administer all aspects of existing… more
- Capital One (New York, NY)
- Treasury Management Sales Officer (TMSO) - NJ/NY & Virtual Banking The Treasury Management Sales Officer (TMSO) plays a critical role in driving growth ... all clients + Assists Business Bankers with understanding treasury management product risk and ensuring Capital One...worked. New York, NY: $138,300 - $157,800 for Treas Mgmt Sales Specialist 2 (CIP) Candidates hired to work… more
- Scotiabank (Houston, TX)
- …as Compliance . + Contribute to the development of Compliance related Management Information (MI) such as Key Risk Indicators (KRIs) and statistics for ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Recommend protocols for compliance testing. + Contribute updates to the compliance risk assessment. + Support post-implementation validation based on risk ... bench strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II - Newline Total Base Pay Range 80,500.00… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- KeyBank (NY)
- …with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and ... Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management , or audit related activity + Ability to… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... provides a full range of investment banking, credit and risk management products and services relevant to.... **What You'll Do** + Acting as a senior compliance officer and Compliance team… more
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