- Pentax Medical (Atlanta, GA)
- …risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for direct report(s). ... monitoring activities ; r isk assessments and reviews of compliance risk areas to determine risk...; and summarize and report same to the Chief Compliance Officer + Conduct and manage … more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, the… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Recommend protocols for compliance testing. + Contribute updates to the compliance risk assessment. + Support post-implementation validation based on risk ... apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I-Newline Compliance At Fifth Third, we… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description & ... and services, as well as working with the global Compliance and Risk teams to identify and...skills (policies, procedures, and reports) and confident communicator with senior stakeholders. + Ability to prioritize multiple projects in… more
- FirstBank PR (San Juan, PR)
- COMPLIANCE OFFICER BSA COMPLIANCE DEPT (GOVERNANCE & SANCTIONS UNIT) FIRSTBANK PR Our Company At FirstBank PR, we strive to be trusted advisors to our ... number one place for you. A Brief Overview The Compliance Officer plays a critical role in...Assistant Manager in preparing reports, presentations, and statistics for Senior Management, the Risk Committee, BSA Committees,… more
- M&T Bank (Washington, DC)
- …trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and ... appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client… more
- KeyBank (Denver, CO)
- …of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will...to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... and procedures as necessary to ensure ongoing adherence. + Engage other Risk Departments, Compliance , Internal Audit, Legal and/or Regulatory Affairs regarding… more
- KeyBank (Brooklyn, OH)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more