- KeyBank (Brooklyn, OH)
- …Road, Brooklyn Ohio **Job Description** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... or gaps. . Review policies and procedures and associated compliance and compliance risk programs...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... and procedures as necessary to ensure ongoing adherence. + Engage other Risk Departments, Compliance , Internal Audit, Legal and/or Regulatory Affairs regarding… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Janus Henderson Investors (Denver, CO)
- …align with your own, we would love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the Corporate ... The key duties and responsibilities include: + Prepare quarterly and annual chief compliance officer (CCO) reports under Rule 38a-1 and annual CCO reports… more
- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk . This… more
- CareFirst (Baltimore, MD)
- …Medicaid products. Reporting to the CEO, Plan Board of Directors, and Corporate Compliance Officer , the incumbent works closely with operational teams, Corporate ... related changes are tracked. Monitors, assesses and reports significant matters to senior management. Point of contact for Corporate Compliance , Legal and… more
- Glenmark Pharmaceuticals Inc., USA (Elmwood Park, NJ)
- …About the Job Assist Chief Compliance Officer , North America ... Senior Manager, Compliance Department: Compliance...Meetings. + Assist with auditing, monitoring and enforcement of Compliance efforts, including assisting with risk assessments,… more
- ManpowerGroup (Milwaukee, WI)
- …experienced legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is critical to ensure ... sound corporate governance, legal compliance , and effective board operations across our global enterprise. This role requires deep expertise in corporate law,… more
- US Bank (Seattle, WA)
- …reside in the state of Washington.** Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts. ... and retention of existing accounts. Administers accounts in a manner which ensures compliance with the governing documents, state statutes and US Bank policies and… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... and fosters lines of communication between, and with, business contacts, Legal and Compliance , Enterprise Risk Management, Internal Audit and global partners. +… more