- Bloomberg (New York, NY)
- Compliance - Compliance Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 ... + A track record of working with and advising senior business people on compliance matters +...compliance matters + Experience of identifying and managing risk , including risk framework and issue management… more
- Capital One (Mclean, VA)
- Senior Manager, Risk Management - Audit &...and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data ... Officer . The CTRO reports to the Chief Risk Officer , who reports directly to the...be regularly worked. McLean, VA: $170,800 - $194,900 for Sr . Risk Manager Richmond, VA: $155,300 -… more
- Jovian Concepts, Inc. (Annapolis Junction, MD)
- …meet security requirements for processing classified information. + Performs vulnerability/ risk assessment analysis to support certification and accreditation. + ... Prepares and reviews documentation to include System Security Plans (SSPs), Risk Assessment Reports, Certification and Accreditation (C&A) packages, and System… more
- Securities and Exchange Commission (Philadelphia, PA)
- …conceiving, planning and implementing policies and guidelines affecting the risk assessment and examination of registrants. Implementing examination goals and ... and meetings, law school conferences held by similar groups and associations. Counseling senior management staff and officials at multiple levels of SEC; senior … more
- Securities and Exchange Commission (Philadelphia, PA)
- …conceiving, planning and implementing policies and guidelines affecting the risk assessment and examination of registrants. Implementing examination goals and ... and meetings, law school conferences held by similar groups and associations. Counseling senior management staff and officials at multiple levels of SEC; senior … more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr ...analysis of reports to be distributed to business committees, senior management, auditors and regulators. + Contribute to accurate… more
- Citigroup (New York, NY)
- The Senior Executive Assistant provides support to members of the Wealth COO leadership team (Business Execution Leads) by handling correspondence, managing ... to three C16 level managers + Manages day to day calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings,… more
- M&T Bank (Wilmington, DE)
- …trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and ... appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client… more
- Fujifilm (Holly Springs, NC)
- **Position Overview** Act as the local Compliance Officer for both of Fujifilm Biotechnologies sites in North Carolina region. In addition, they will be the main ... Fujifilm Holdings US, to meet Fujifilm Biotechnologies requirement on risk reporting set out by the corporate headquarters. +...Compliance initiatives / activities. + Assist the Trade Compliance Senior Manager with the upkeep of… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout...Maintenance of restricted trading list and watchlist; . AML/KYC risk -assessment and due-diligence; . Service provider due-diligence; . Portfolio… more