- WMCHealth (Valhalla, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for...risk areas for auditing and developing an annual compliance work plan.. + Works closely with the VP,… more
- WMCHealth (Poughkeepsie, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for...risk areas for review and assists the VP, Compliance to prepare the related remedial or audit plan.… more
- NBC Universal (New York, NY)
- …skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel ... key compliance program areas, including policy development, training implementation, risk assessments, and third-party due diligence. + Manage and support … more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with...with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business… more
- Wells Fargo (Sarasota, FL)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair… more
- WM (Houston, TX)
- Under the guidance of the Chief Compliance & Ethics Officer (CCEO) and the Senior Director of Ethics and Compliance , the Ethics and Compliance ... with compliance reviews and audits of the compliance processes and systems, including program risk ...the compliance processes and systems, including program risk and self-assessments and third-party due diligence. + Develop… more
- Commerce Bank (Kansas City, MO)
- …compliance -related rules, regulations, and guidance in an effort to assist the Banking Compliance Manager, Chief Compliance Officer , and bank staff + ... and content development + Assist in the completion of compliance risk assessments + Perform other duties...some roles. This compensation range is for the Banking Compliance Advisor III and Senior job and… more
- Chenega Corporation (Washington, DC)
- Security Policy and Compliance Lead Washington, DC Join our Talent Network Security Policy and Compliance Lead Washington, DC Are you ready to enhance your ... required. Knowledge, Skills, and Abilities + Experience in applying risk management techniques to develop and complete risk...their best work every day. From entry-level employees to senior leaders, we believe there's always room to learn.… more
- Exeter Government Services, LLC (Huntsville, AL)
- …Team and support the Customer + Serve as the System Information System Security Officer (ISSO) + Possess an understanding of Risk Management Framework (RMF) + ... ACC ITSS Information Assurance Engineer ( Senior ) Location: Huntsville, AL Required Clearance: Secret (Top...Exeter Information Technology Services is seeking an IA Engineer Sr . to support our staffing efforts for the US… more