- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- CalSTRS (Sacramento, CA)
- …Filing Date:** **6/3/2025** **Job Description and Duties** The CalSTRS Audit Services Division is seeking a motivated individual to work as a Operations Analyst ... perform audits in order to evaluate a school employer's compliance with the Teacher's Retirement Law. The mission of...that support the operational needs of the Audit Services Division . The incumbent performs the more responsible, varied and… more
- State of Colorado (Denver, CO)
- …in local counties upon request, in addition to investigating insurance and securities fraud. + Natural Resources and Environment Section: Works with client agencies ... of Revenue, the Property Tax Administrator and Property Tax Division within the Department of Local Affairs, Department of...set commensurate with the successful candidate's qualifications and in compliance with the Equal Pay for Equal Work Act.… more
- Truist (Charlotte, NC)
- …or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC) and ... and reporting standards. + Review and update policies and procedures for compliance with regulations and corporate polices and standards. + Support development of… more
- Truist (Mclean, VA)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more
- Truist (Chattanooga, TN)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... + FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more
- MUFG (New York, NY)
- …to various related parties throughout the bank. + Oversee covenants compliance , facility due date, condition/instruction/report required, and call memos. + Perform ... + While closely consulting with manager, communicate with credit division /administration with regard to rating rationale, facility structuring/exposures and ensure… more
- MUFG (New York, NY)
- …between Transaction Banking of the Americas and Head Office Transaction Banking Division , Tokyo for specific matters such as product roadmap, project plans, ... operating model, system requirements, legal and compliance reviews. + Works with front-line and customer advocacy...Works with sales partners in the Japanese Corporate Banking Division to ensure alignment on product offerings, new initiatives,… more
- City of New York (New York, NY)
- …City agencies to help the City and its related issuers develop post-issuance compliance policies and procedures in accordance with securities laws. - Tracking, ... including education, transportation, economic development, and environmental protection. The Division also performs legal work related to the corporate governance… more
- MUFG (Irving, TX)
- …provide more details. **_Job Summary_** This VP role is in the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The role will be focused on driving the ... administration and execution of the GFCD and Americas Compliance Issues Management Program, by leading the development of...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more