- Raymond James Financial, Inc. (Seattle, WA)
- …provide retirement plan administration services, recordkeeping, consulting, actuarial, compliance and participant services. Based in Seattle, Washington, NWPS ... investment adviser and full-service broker-dealer dually registered with the Securities and Exchange Commission. RJA also is a member..."Raymond James & Associates, Inc." and "Alex. Brown, a Division of Raymond James."_ _RJA serves as a clearing… more
- MUFG (New York, NY)
- …control matters, including information security, audit, operation, regulatory, and compliance -related tasks. The role involves creating materials and communicating ... in the US, collaborate with board secretaries and Head Office Corporate Planning Division and secretaries of Head Office Executives. + Performs other duties as… more
- MUFG (Irving, TX)
- …has been created for the purpose of expanding Global Financial Crimes Division (GFCD) Operations Project Management capabilities for MUFG. One of several key ... positions in the new Global Financial Crimes Division Operations function, this position will be responsible for the delivery of Non-Technology program/project… more
- MUFG (Irving, TX)
- …of our recruitment team will provide more details. The Americas Global Financial Crimes Division (GFCD) Quality Assurance (QA) team in Tempe, Arizona is part of GFCD ... financial crime. GFCD QA organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management department and is responsible for driving QA… more
- MUFG (San Francisco, CA)
- …and regularly scheduled reviews of assigned loan portfolio, including covenants compliance . + Analyze credit risk of the designated portfolio, determine accurate ... contain appropriate representations. + Review reporting to verify completeness and compliance + Responsible for in-depth knowledge of Technology, Media and Telecom… more
- MUFG (New York, NY)
- …and regularly scheduled reviews of assigned loan portfolio, including covenants compliance . + Analyze credit risk of the designated portfolio, determine accurate ... contain appropriate representations. + Review reporting to verify completeness and compliance + Responsible for in-depth knowledge of FIG industries and all… more
- MUFG (Irving, TX)
- …for BTMU. One of several key positions in the new Global Financial Crimes Division Operations function, this position will be responsible for (1) helping to identify ... + Familiarity implementing, testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative testing and… more
- Edward Jones (St. Louis, MO)
- …risks in a manner that meets Edward Jones regulatory and other compliance requirements. The Information Systems Cyber Risk Management Team Leader works proactively ... unauthorized modification, destruction or disclosure. + Understand and ensure compliance with published Information Security policies, control frameworks, and… more
- MUFG (New York, NY)
- …assigned portfolio utilizing internal and external sources. + Oversee covenants compliance database and facility closing due diligence, including documentation. + ... and Deal Advocacy:** + Support the communication with the credit approval division including final hold level strategies to ensure alignment of risk strategy… more
- MUFG (Irving, TX)
- …provide more details. Reporting into the Global Head of Global Financial Crimes Division (GFCD) System Design, Tuning and Optimization (DTO), this new position has ... regulators for all topics relating to tuning and optimization, ensuring compliance with all relevant regulations, and effectively communicating MUFG's approach to… more
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