- Edward Jones (St. Louis, MO)
- …and deliver product capabilities that improve overall firm performance. 6. Leads broad division , firm or industry initiatives and events as needed to represent the ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for internal clients by having courteous interactions with them. + Assess compliance with established standards and protocols for routine inquiries. + Support others ... : + Basic mathematical/bookkeeping skills including addition, subtraction, multiplication, division , percentages, fractions, averages and balancing sufficient to complete… more
- Bank of America (Charlotte, NC)
- …regulatory reporting and risk limits. Balance Sheet Management (BSM) is a division within the CFO Group responsible for performing the analytics and forecasting ... Accounting, Quantitative, or Economics + Experience analyzing fixed income securities , interest rate derivatives + Experience withSAP / Oracle(general ledger… more
- AbbVie (North Chicago, IL)
- …seeking a dynamic Corporate Governance Senior Paralegal to join the Legal Division 's Corporate Governance group. This position reports to the Counsel, Securities ... liquidation, integration and restructuring projects, ensuring effective execution and compliance with legal requirements. + Collaborate cross-functionally and externally… more
- State of Massachusetts (Boston, MA)
- …Commissions Specialist position in the Commissions Section of the Public Records Division .The Commissions Section is responsible for a variety of tasks involving the ... as the chief election officer, chief information officer, and chief securities regulator in Massachusetts. Additionally, the office is charged with registering… more
- MUFG (Boston, MA)
- …**Policy and Transaction Responsibilities:** + Communicate with the credit approval division , including final hold level strategies, to ensure alignment of risk ... on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Skills & Experience:**...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- S&P Global (New York, NY)
- …and client retention + Craft high-impact marketing communications adhering to legal, compliance and brand guidelines. + Utilize marketing automation tools and CRM ... Qualifications:** + Deep understanding of financial markets, with knowledge of securities pricing, reference data, risk analytics, or ETF/index data management. +… more
- MUFG (Tampa, FL)
- …making it an ideal steppingstone for a career in finance, audit, compliance , or operations management. + **Enterprise Services Analyst: Productivity Enablers** + ... opportunity to work with colleagues in the Transaction Banking division . The Business Analyst will assist with tasks for...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- DuPont (Newark, DE)
- …environment. This business unit is currently part of DuPont's Electronics and Industrial Division and will become part of the new Electronics Company (QnityTM) when ... and acceptance testing. + Participate in Machine Risk Assessments (MRAs) and ensure compliance with DuPont S1M machine safety standards. + Work with external vendors… more
- Amentum (Vienna, VA)
- …intelligence products. + Experience in the financial services industry, including compliance , asset and wealth management, securities , or banking operations. ... is seeking a **Cyber Forensic Analyst** to support the Research & Analysis Division of the Financial Crimes Enforcement Network (FinCEN). This contract is in support… more