- SMBC (Jersey City, NJ)
- …drives Compliance processing. This is a mid-level role in the Compliance Department Americas Division (CPAD) Data Governance team. This individual ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...is a critical asset. As a data champion, the Compliance Data Governance Operations VP, is focused on measuring… more
- SMBC (New York, NY)
- …closely with subject matter experts (SMEs) and senior stakeholders within the Americas Division (AD) to develop, communicate, and manage compliance policies that ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance … more
- State of Nevada (NV)
- COMPLIANCE /AUDIT INVESTIGATOR 1 - Underfill APPROXIMATE ANNUAL SALARY - $52,200.00 to $76,608.72 PAY GRADE: 30 The salary range indicated in this announcement is ... they may occur Statewide. Department: Business and Industry (http://business.nv.gov/) Division : Labor Commission Job Class Code: 11.366 RECRUITMENT INFORMATION… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- First Horizon Bank (Memphis, TN)
- …but are not limited to, Marketing, Regulatory Requests, Training, and other compliance related matters regarding the Trust Division . **Education and/or Work ... at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to the… more
- City National Bank (Jersey City, NJ)
- …and reporting. * Report to a supervisor with the Wealth Management Broker/Dealer Compliance division *The Qualifications* * Minimum 4 years compliance ... You will not be employed by City National Bank. *The Opportunity* The Compliance Analyst will review a variety of broker/dealer employee compliance requests… more
- MUFG (Irving, TX)
- …of our recruitment team will provide more details. Within the Global Financial Crimes Division (GFCD), the Head of Global AML Trade Finance Advisory reports into the ... coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. +...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...and Leasing Co., Ltd. **Job Summary** The SMBC Americas Division Human Resources & Legal Control Officer is a… more
- Federal Reserve Bank (Chicago, IL)
- …and supporting economic well-being in our local communities. The Bank's Research Division has approximately 120 employees, including around 40 economists and nearly ... as Director of Research. This individual will lead a large, research-intensive division that operates more like an academic department than a traditional policy… more
- Securities and Exchange Commission (Washington, DC)
- …a broad range of the Commission's work. That work depends upon the division or office where the student works. Business students assignments range from supporting ... securities regulations to assisting in professional administrative duties such...opportunities and the work that interns do in specific division /offices within Headquarters, please read the SEC's website. The… more