- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …use):** 12 **The Team** The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We ... we consistently meet the highest standards of performance and compliance . **The Role** Reporting to Head of Vendor Management,.... with regular interaction with senior leaders in the Division and Corporate Functions. You will also develop a… more
- M&T Bank (Buffalo, NY)
- …strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business ... + Actively participates at the Corporation's Governance Committees + Manage internal compliance with MRMD and ensure compliance with model oversight governance… more
- S&P Global (Chicago, IL)
- …(for internal use):** 12 The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We ... we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business...businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Truist (Dallas, TX)
- …third party consultants including attorneys, tax monitoring services, insurance compliance professionals, inspection and appraisal firms, among others + Thorough ... understanding of and compliance with the governing loan documents, loan servicing agreements,...requirements and state and federal laws governing commercial mortgage-backed securities + Quarterly business plan and cash flow preparations… more
- TD Bank (New York, NY)
- …be considered). + 5 to 7 years of knowledge and experience in FCRM compliance , preferably within the investment banking division of a large financial ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $104,000 - $135,000 USD TD is committed to providing fair… more
- Edward Jones (Tempe, AZ)
- …may close early due to the volume of applicants. 1. The Branch Development division at Edward Jones hires, trains, supports and develops the branch team to deliver ... of customer service + Keep the department apprised of any Compliance /Field Supervision concerns Edward Jones' compensation and benefits package includes medical… more
- Bank of America (Jersey City, NJ)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... times of market and idiosyncratic stress. **EFR Team / Division : Interest Rate Risk and CFO Price Risk** The...the management of Interest Rate Risk through the ALM securities portfolio, and any Price Risk created through hedging… more
- MUFG (New York, NY)
- …on structured finance transactions, including those backed by insurance and insurance-linked securities . As a FIG-PMG Director, you will be a finance professional ... and managing facilities for: + Financing against insurance and insurance linked securities + Financial institution lending (including life insurance and property &… more