- Citigroup (New York, NY)
- Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent Investment Services (DAIS), and Collateral products within the Execution ... Services division of Investor Services. The business partners with institutional...investors to enhance their portfolio returns through intrinsic value securities lending, liquidity management, and collateral optimization. Citi's key… more
- S&P Global (New York, NY)
- …a particular emphasis on collaboration with 2nd line functions, including Risk, Compliance , and Internal Controls. The Senior Director will partner closely with ... management, including regular engagement with 2nd line functions (eg, Risk, Compliance , Legal) to ensure alignment, support regulatory obligations, and embed… more
- S&P Global (New York, NY)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- JPMorgan Chase (Pittsford, NY)
- …difference every day. As a member of our Asset & Wealth Management division , you'll be at the forefront of global investment management, providing innovative ... and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team...communicating changes to the team. + Develop expertise in securities rules and regulations through research and training. +… more
- Truist (Philadelphia, PA)
- …appropriate legal, operating and regulatory controls to manage risk and compliance . Participate as needed with Truist regulators and individual subsidiary regulators ... (such as the Securities & Exchange Commission) as a leadership representative for...strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order… more
- S&P Global (New York, NY)
- …+ Ensure adherence to data governance standards, security protocols, and compliance requirements while digitizing sensitive data. + **Automation** : + Drive ... desirable. + Strong understanding of data governance, security practices, and compliance regulations (GDPR, HIPAA, etc.). + **Technical Skills** : + Proficiency… more
- S&P Global (Princeton, NJ)
- …to track model performance, data quality, and infrastructure + Security and Compliance : Implement security measures and compliance standards to protect sensitive ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (New York, NY)
- …expansion, ensuring targets are met or exceeded, while maintaininghigh standards of compliance . + Utilize customer insights and market trends to inform sales ... acting as a role model for integrity, customer orientation, collaboration, and compliance . + Must have analytical and problem-solving skills, with a focus on… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure ... distributed to the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance Corporation (FDIC)… more
- Truist (Greensboro, NC)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more