- Edward Jones (St. Louis, MO)
- …may close early due to the volume of applicants. 1. The Branch Development division at Edward Jones hires, trains, supports and develops the branch team to deliver ... customer service + Keep the department apprised of any Compliance /Field Supervision concerns At Edward Jones, we value and...Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background… more
- Bank of America (Pennington, NJ)
- …other operational units **Line of Business Job Description:** The Securities Based Lending Collateral Specialist handles multiple responsibilities, including: + ... implementing procedural changes with regard to request processing and compliance /exposure issues. + Additional responsibilities (annual systems calculation reviews,… more
- JPMorgan Chase (New York, NY)
- …markets around the world. **About** **J.P. Morgan Securities Services** JP Morgan Securities Services, a division of the Commercial & Investment Bank, is a ... execute market initiatives in alignment with the global direction of the Securities Services product line. + Clearly articulate JPM's competitive proposition and key… more
- Wells Fargo (Charlotte, NC)
- …the firms' requirements for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands ... Independent Offices. Additionally, you will partner with areas of Compliance , Legal and the Line of Business, as needed,...+ Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all… more
- Wells Fargo (San Diego County, CA)
- …the firms' requirements for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands ... Independent Offices. Additionally, you will partner with areas of Compliance , Legal and the Line of Business, as needed,...+ Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
- Truist (New York, NY)
- …following job description:** As part of the Capital Markets within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the structuring team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue market and (ii)… more
- SMBC (Jersey City, NJ)
- …Director. This is a great opportunity to work with various stakeholders across the compliance programs within the Americas Division and be involved in further ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- MUFG (Tempe, AZ)
- …Audit Reporting Coordination Vice President ("VP") role is in the Global Financial Crimes Division (GFCD) and Americas Compliance function of MUFG Bank, Ltd. The ... compliance (eg Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption, Markets/ Securities ), Review Functions, Examination & Audit Management, and Regulatory… more
- SMBC (Jersey City, NJ)
- …into the Managing Director, Compliance Data and Analytics, in the Compliance Department, Americas Division , the Data Analytics Associate performs detailed ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...work in an independent fashion in support of the Compliance Analytics group's goals and objectives. This position is… more
Recent Jobs
-
Manager Strategic Risk Adjustment Programs
- Highmark Health (St. Paul, MN)
-
Talent Director, Robert Half Management Resources - Houston West
- Robert Half-Robert Half Corporate (Houston, TX)
-
Open Interviews for Access Control Security Officers
- Securitas Security Services USA, Inc. (Gainesville, VA)
-
CAD/CAM Integration Engineer
- Envista Holdings Corporation (Mahwah, NJ)