- Truist (Bal Harbour, FL)
- …with those of a retail broker/dealer and RIA supervising principal in the securities industry. The supervisory functions mainly focus on the review and acceptance of ... supervisory tasks delegated by Principal Managers including oversight of securities related activity of registered bank teammates **Required Qualifications:** The… more
- Wells Fargo (MA)
- **About this role:** Wells Fargo is seeking a Lead Securities Quantitative Analytics Specialist at the VP level to join a team of 'data strats' in analyzing and ... remediating data issues within the Markets Division . A successful applicant will have hands-on technical experience and proven track record of managing and resolving… more
- TD Bank (New York, NY)
- …role. **Job Description:** **2026 Summer Analyst - Global Transaction Banking** **About TD Securities ** TD Securities is one of the world's leading wholesale ... as first line of defense for risk and Internal compliance , as well as support a broader TDS wide...a wide variety of functions and products across TD Securities **How You Will Contribute:** + Complete complex financial… more
- US Bank (New York, NY)
- …what you excel at-all from Day One. **Job Description** The US Bank Law Division is seeking an attorney to lead the Capital Markets Legal Team. This attorney ... corporate and municipal bond sales, trading, and origination, asset-backed securities and CLOs, interest rate derivatives, commodity derivatives, foreign exchange,… more
- Wells Fargo (Charlotte, NC)
- …(CCM) team. CCM sits within the Corporate & Investment Banking (CIB) Markets Division and is the front line credit team responsible for underwriting, grading, and ... brokerage, futures & OTC clearing, bilateral derivatives, foreign exchange, repo, securities financing, and secondary loan trading. + Conduct due diligence with… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Los Angeles, CA)
- …well regarded financial institutions in the world. Analysts, depending on the Division and Group they are assigned to, assume significant responsibility that may ... from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate… more
- SMBC (Jersey City, NJ)
- …Packs and remediation action plans. + Promote understanding and adoption of sanctions compliance requirements across the Americas Division and Group Companies. + ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- State of Massachusetts (Boston, MA)
- …Massachusetts is seeking candidates for a Staff Attorney position in the Public Records Division ( Division ). The Division ( Division ) administers the ... Law. Under the authority of the Supervisor of Records (Supervisor), the Division processes and issues determinations on appeals from petitioners denied access to… more
- M&T Bank (Wilmington, DE)
- …or Baltimore, MD.** **Job Summary:** Wilmington Trust Institutional Services (IS) division offers trust, agency, and collateral management services for various ... United States as well as in London, Dublin, and Frankfurt. The IS division is experiencing rapid business growth and has initiated a strategic digital transformation… more