• Securities Operations Specialist…

    Wells Fargo (St. Louis, MO)
    Wells Fargo is seeking a ** Securities Operations Specialist** in Business Operations in Alternative Investments as part of Transactions & Processing division . ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical functional… more
    Wells Fargo (09/10/25)
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  • Senior Risk Advisory Manager Public Finance…

    Truist (New York, NY)
    …and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and ... systems, transaction execution workflows from input through settlement. + Strong knowledge of trade reporting and pre and post trade controls with ability to… more
    Truist (07/19/25)
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  • Corporate Treasury Operations Analyst II

    Truist (Lumberton, NC)
    …other departments and subsidiaries. Ensure integrity in all aspects of trade order management, settlement, collateral management, accounting, compliance , ... a priority one mission-critical function with $75+ billion in investment securities . Responsible for trade execution, settlement, recordkeeping, accounting,… more
    Truist (08/28/25)
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  • Compliance Risk Assessment

    SMBC (Jersey City, NJ)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
    SMBC (07/12/25)
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  • VP, Investment Compliance Manager

    Aflac (New York, NY)
    …Office Suite (Excel, Access, PowerPoint, Word, Outlook) + Experience with any pre- trade compliance or portfolio management system (such as Bloomberg, Charles ... The Location: New York City, NY, US, 10005 The Division : Global Investment Job Id: 8034 About Our Company...and limits. + Conduct daily review and monitoring of pre- trade and batch portfolio compliance alerts with… more
    Aflac (07/25/25)
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  • Corporate Compliance Program Governance…

    SMBC (Jersey City, NJ)
    …to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division . This role contributes to ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more
    SMBC (08/13/25)
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  • Compliance Policy Manager

    SMBC (New York, NY)
    …closely with subject matter experts (SMEs) and senior stakeholders within the Americas Division (AD) to develop, communicate, and manage compliance policies that ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more
    SMBC (07/01/25)
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  • Advanced Portfolio Compliance Analyst

    Thrivent Financial (Minneapolis, MN)
    …and administer the order management system (BlackRock - Aladdin), which includes monitoring pre- trade and post- trade compliance to ensure compliance ... securities /investment knowledge. + Basic experience with investment management-related compliance /audit methodologies and regulatory. issues associated with the SEC,… more
    Thrivent Financial (08/13/25)
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  • IT Infrastructure Audit Associate

    SMBC (White Plains, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
    SMBC (06/19/25)
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  • Business Partnership

    SMBC (Charlotte, NC)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
    SMBC (08/28/25)
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