- Fifth Third Bank, NA (Cincinnati, OH)
- …liquidity in specified market sectors. The Financial Institution Group within our Securities division provides origination, trading and distribution of Preferred ... Responsible for issuer relationships and financial institution coverage + Trade fixed income securities in support of...a timely manner and ensure transactions adhere to FTS compliance standards + File appropriate regulatory reports on timely… more
- M&T Bank (Buffalo, NY)
- …strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business ... + Actively participates at the Corporation's Governance Committees + Manage internal compliance with MRMD and ensure compliance with model oversight governance… more
- SMBC (Jersey City, NJ)
- …processes, with a focus on, but not limited to, understanding bank related trade and transaction compliance risks, communications risks, as well as financial ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...execution. This is a mid-level role on the growing Compliance Technology Department within the Americas Division … more
- SMBC (Jersey City, NJ)
- …Jr. level role sitting within the Analytics team and is a key part of the Compliance Department Americas Division (CPAD). In this role they will also be expected ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** Reporting to the Director, FCC Analytics in the Compliance Department, Americas Division , the Data Analytics Director performs ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more
- Bank of America (Pennington, NJ)
- …and out of accounts. Key responsibilities include reconciliation, settlement, and trade and transfer support, and providing quality service and operations support ... other operational units **Line of Business Job Description:** The Securities Based Lending Collateral Specialist handles multiple responsibilities, including: +… more
- JPMorgan Chase (New York, NY)
- …markets around the world. **About** **J.P. Morgan Securities Services** JP Morgan Securities Services, a division of the Commercial & Investment Bank, is a ... execute market initiatives in alignment with the global direction of the Securities Services product line. + Clearly articulate JPM's competitive proposition and key… more
- M&T Bank (New York, NY)
- …+ Actively participates at the Corporation's Asset/Liability Committee + Manage internal compliance with MRMD and ensure compliance with model oversight ... objectives are met + Work with multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business… more
- Truist (Atlanta, GA)
- …include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client ... This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within… more
- SMBC (Jersey City, NJ)
- …Director. This is a great opportunity to work with various stakeholders across the compliance programs within the Americas Division and be involved in further ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more