• Private Wealth Client Relationship Manager

    Bank of America (San Francisco, CA)
    …policies and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses...Responds to and resolves complaints, working with Litigation or Compliance personnel, regarding operations/services received from clients or regulators.… more
    Bank of America (06/06/25)
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  • Relationship Banker

    Wells Fargo (Hesperia, CA)
    …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
    Wells Fargo (08/02/25)
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  • Relationship Banker Imperial & Long Beach

    Wells Fargo (Lynwood, CA)
    …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
    Wells Fargo (08/02/25)
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  • Merrill Market Supervision Manager

    Bank of America (Miami, FL)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (07/31/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Lake Oswego, OR)
    … to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... operations to drive risk management best practices and ensure compliance with policies and procedures, while preparing to effectively... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (07/31/25)
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  • Market Supervision Manager

    Bank of America (Northbrook, IL)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (06/26/25)
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  • Market Support Manager

    Wells Fargo (San Diego, CA)
    …years of leadership experience + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10 and 63 exams or 7 , 9/10 and ... immediate FINRA registration **Desired Qualifications:** + FINRA registration including Series 65 (or FINRA recognized equivalents) + FINRA registration including… more
    Wells Fargo (07/23/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (San Diego, CA)
    …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... of a Merrill branch office ensuring appropriate supervision and compliance to industry regulations, and policies and procedures +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (07/29/25)
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  • Senior Premier Banker - Mount Pleasant Main

    Wells Fargo (Mount Pleasant, SC)
    …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
    Wells Fargo (07/26/25)
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  • HVAC I / UPO

    State of Massachusetts (Boston, MA)
    …$75,379.72 paid in bi-weekly amounts of approximately $2,899.22 *Grade 18, Step 7 * *I. HEATING, VENTILATION, AIR CONDITIONING AND REFRIGERATION (HVAC) MECHANIC ... SERIES :* Heating, Ventilation, Air Conditioning and Refrigeration (HVAC) Mechanic...and review performance through written and verbal reports for compliance with applicable laws, rules and regulations. *VIII. SUPERVISION… more
    State of Massachusetts (07/31/25)
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