- Capital One (Richmond, VA)
- …matter expert, and executing or participating in corporate processes. The Retail Bank Compliance Advisor will support and advise on the following areas within ... impacts + Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements… more
- Scotiabank (New York, NY)
- …internal policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's compliance of CFTC Swap ... and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support , at least 3 of which should involve testing or audit.… more
- J&J Family of Companies (Santa Clara, CA)
- …Raritan, NJ; West Chester, PA; Irvine, CA; or Danvers, MA. **Purpose:** The Healthcare Compliance Manager will support Shockwave Medical, and play a key role in ... promotion laws governing commercial and scientific activities. This role will also support Shockwave's health care compliance integration activities. **You will… more
- CIBC (New York, NY)
- …responsible for performing important advisory, training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer ... compliance issues are identified and addressed and an appropriate Compliance program to support the initiative is implemented; + Conducting Compliance … more
- Jacobs (Chicago, IL)
- …team in Chicago, IL is looking to add an experienced and collaborative Compliance Specialist in support of a multi-billion-dollar airport capital Redevelopment ... of the program management team. Reporting into the Contracts Manager, you will support the oversight and implementation of compliance programs related to… more
- TD Bank (New York, NY)
- …implementation. + Develop and deliver proactive strategies and tactics that support compliance /business objectives **Position Requirements** + 7+ years of ... CBOE. + Excellent oral and written communication skills. + Ability to make, support and defend difficult and complex regulatory/ compliance decisions in a… more
- Capital One (Richmond, VA)
- …and stakeholders across Capital One to advise on third-party risk. The Principal Associate Compliance Advisor will support the Third Party Compliance (TPC) ... monitoring actions, and risk identification questions + Lead and support Third Party Compliance projects as needed,...questions + Lead and support Third Party Compliance projects as needed, including Audit and Exam requests,… more
- FirstEnergy (Fairmont, WV)
- … state based physical security regulatory requirements + Prepare, coordinate and support compliance audits conducted by internal resources, consultants, or ... Company, a subsidiary of FirstEnergy Corp. [SC00] **_Responsibilities include:_** + Develop, support , and implement the ongoing strategy of the FE physical security … more
- Gilead Sciences, Inc. (Foster City, CA)
- …global objectives, legal and regulatory requirements. + Ensure all training programs support compliance with applicable laws (eg, Anti-Kickback Statute, False ... training, and report actionable insights and key metrics to leadership. + Support global ethics and compliance training and communications initiatives,… more
- PSEG Long Island (Bethpage, NY)
- …of IT policies, processes, and procedures, and awareness training impacting NERC CIP compliance . * Align and support with strategic direction of broader IT ... flexible work is offered when job requirements allow. In support of this model, roles have been categorized into...report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance … more