- GE Vernova (New York, NY)
- **Job Description Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE ... Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy Compliance Leader - Financial Services ("Deputy Compliance … more
- Coinbase (Pierre, SD)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX ... Analyst, Compliance TMS Operations within the CX Compliance team , you will be responsible for...end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR. You will… more
- TD Bank (Portland, ME)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... oversight, and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (Mount Laurel, NJ)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...technologies or operating models + Works autonomously as the leader of the team and assists with… more
- ITT (Stamford, CT)
- …and self-motivated trade professional with at least 15 years of relevant experience to lead the trade compliance team and serve as Director, Global ... compliance matters, in conjunction with the VC trade leader . + Designs and directs the implementation of periodic... professionals. + Develops a LEAN and focused trade compliance team and provides for periodic training… more
- TD Bank (Mount Laurel, NJ)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...longer term focus + Represents the group as the lead or subject matter expert on projects/initiatives and/or at… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... in various products **Shareholder Accountabilities:** + Updates business line policies and Compliance Team procedures + Analyzes Compliance requirements and… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... initiatives/guidance as appropriate **Shareholder Accountabilities:** + Actively assists in developing Compliance Team procedures + Facilitates the periodic … more
- TD Bank (Mount Laurel, NJ)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... industry standards. **Department Overview:** The TD Bank Fair Banking Compliance Team is seeking a skilled professional...+ Works autonomously and accountable for acting as a lead within a specialized business management function and may… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand ... with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key… more