- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology , First-Line Risk and Control, and Front Office Technology ... senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology , and Front Office Technology on… more
- TD Bank (New York, NY)
- …and opportunities for process enhancement. + Partner with Surveillance Data Quants and Compliance Technology teams to refine the tooling and methodology for ... key stakeholders across TD Securities, including Markets sales and trading leaders, Technology , Advisory Compliance , and Risk functions. The incumbent provides… more
- FirstEnergy (Akron, OH)
- …support, and implement the ongoing strategy of the FE physical security compliance programs to meet company, state, and federal regulatory requirements (NERC, NRC, ... PJM, TSA, etc.) + Ensure effective regulatory compliance to the North American Reliability Corporation (NERC) Critical Infrastructure Protection (CIP) Standards by… more
- SitusAMC (Dover, DE)
- …and think global but act local - come join our team! The Governance, Risk, Compliance , and Audit Senior Associate will be a key member of the Chief Information ... for applying the IT risk management frameworks to help meet compliance benchmarks, address regulatory requirements, and achieve strategic security objectives. By… more
- Publix (Lakeland, FL)
- …**Position Title:** Senior Cybersecurity Analyst 2 - Risk and Compliance **Department:** Publix Technology **Location:** Lakeland, FL **Description:** ... equivalent experience, + 4+ years of combined experience in Information Security, Compliance , Technology Audit, or a related field, + 2+ years of experience with… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk, financial accounting, data analytics, ... Plan for assigned audits using an integrated auditing approach that considers compliance , financial, operational, and technology risks + Review management's… more
- M&T Bank (Wilmington, DE)
- … technology controls. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology , Operations, Risk Management, or Credit Administration. +… more
- SMBC (New York, NY)
- …and related senior officer certifications + Participate in evaluation and implementation of Compliance technology . + Help to identify gaps or areas that can ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- American Express (Phoenix, AZ)
- …in business, finance, law, or a related field. + Experience working with compliance technology tools and issue management systems. + Familiarity with global ... of our company's payment network. The people, processes, and technology that support this vital function are evolving to...and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification,… more
- TD Bank (New York, NY)
- …team members providing a range of support, guidance and analysis on regulatory/ compliance / technology issues. Position will support the Chief Compliance ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more