- Scotiabank (Tampa, FL)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Citigroup (New York, NY)
- …4 years of experience must include: Second Line of Defense (2LOD) within Technology Operational Risk Management. Applicants submit resumes at ... Architecture of complex financial software applications. Perform in depth technology risk assessment of O&T regulatory commitments....Collaborate with Data, Risk and Controls, Finance, Compliance and HR functions to provide technology … more
- JPMorgan Chase (New York, NY)
- …with functional leads to identify risks and perform ongoing monitoring of the operational risk and control environment. **Job Responsibilities:** + Assess ... identify operational risks. + Develop and maintain operational risk policies and procedures. + Monitor...of financial services experience in controls, audit, quality assurance, risk management, or compliance . + Proficient knowledge… more
- Wells Fargo (Minneapolis, MN)
- …research and behavioral insights into every stage of the design process. + Mitigate Risk : Ensure compliance and operational excellence while pushing the ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Intuit (San Diego, CA)
- …strong foundation of financial compliance , risk management, and operational excellence. We partner closely with business, technology , and assurance ... **Overview** The SOX Risk & Compliance Office (SRCO) is...end-to-end program governance, audit lifecycle execution, strategic transformation, and operational enablement. We are seeking a **Lead** who thrives… more
- TD Bank (Mount Laurel, NJ)
- …can arise. + Leads interaction with governance and control groups, (eg regulatory / operational risk , compliance and audit) to provide subject matter ... + Architect assigned to work autonomously on high profile, complex and/or high- risk technology projects with significant impact to the organization **Education… more
- TD Bank (Charlotte, NC)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- JPMorgan Chase (Plano, TX)
- …WLS Operation Leads, Technology , Product, Finance, Credit Risk , Legal, Compliance , Operational Risk Management, and Control colleagues across the ... and key internal controls. + Manage control-related activities, including Control & Operational Risk Evaluations (CORE), risk events, issues/action plans,… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …boundaries to introduce new and innovative solutions. Work directly with the Chief Operational Risk Officer, Enterprise Risk Directors, Business Controls ... taxonomies + Prepares information and coordinate the development of reporting to Operational Risk Committee (ORC) and other committees as appropriate SUPERVISORY… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more