- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (Greenville, SC)
- …may vary depending on availability and individual circumstances.** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- First Horizon Bank (Dallas, TX)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. +… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Perform SOX and cybersecurity compliance testing . Identifies and assesses Truist's Corporate cybersecurity ... cybersecurity. + Ensures regulatory rules are incorporated into appropriate compliance policies, standards, processes, training, and monitoring/ testing … more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing … more
- SMBC (Jersey City, NJ)
- … deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of ... of results within local and Head Office reporting. + Develops annual compliance testing schedules with Compliance management. **Qualifications and Skills** +… more
- American Express (Phoenix, AZ)
- …Compliance oversight. This position will be specifically dedicated to the Independent Compliance Testing ("ICT") team supporting the Global Risk and ... & Testing (M&T) function. A successful candidate will have audit or compliance testing experience within a large bank and a focus on control design and… more
- Byline Bank (Chicago, IL)
- …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... regulations, and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid working knowledge of management… more
- BMO Financial Group (Chicago, IL)
- Control Testing Specialist, Wealth - Regulatory Compliance This role will deliver on components of the 1LOD testing plans for Wealth LOBs' in accordance with ... experience in a testing or audit role in areas involving Regulatory Compliance . + Recognized Compliance certificate or equivalent preferred. + Experience in… more