- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... **We Want to Talk to You!** **The Difference You Make:** The Advisor, Compliance Testing (CT) plays a crucial role in ensuring SC is in compliance… more
- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Senior Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Talk to You!** **The Difference You Make:** The Senior Advisor is part of the Compliance Testing ("CT") team for the Santander US Compliance Testing Unit… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (Greenville, SC)
- …may vary depending on availability and individual circumstances.** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- UMB Bank (Kansas City, MO)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the Compliance Testing ... ERISA, and other applicable laws. + Plan, develop and execute compliance testing , including control design and performance reviews and transactional testing… more
- Byline Bank (Chicago, IL)
- …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... regulations, and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid working knowledge of management… more
- BMO Financial Group (Chicago, IL)
- Control Testing Specialist, Wealth - Regulatory Compliance This role will deliver on components of the 1LOD testing plans for Wealth LOBs' in accordance with ... experience in a testing or audit role in areas involving Regulatory Compliance . + Recognized Compliance certificate or equivalent preferred. + Experience in… more
- TD Bank (Charlotte, NC)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing … more