- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Capital One (Plano, TX)
- Manager , Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... (URCCAM), and US - Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction testing and control testing… more
- Capital One (Richmond, VA)
- …upon number of hours to be regularly worked. McLean, VA: $146,100 - $166,700 for Compliance Testing Manager Richmond, VA: $132,800 - $151,600 for ... Compliance Testing Manager Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual… more
- Enterprise Bank & Trust (St. Louis, MO)
- …Senior Compliance Specialist - Issue Management is to assist the Regulatory Compliance Testing Manager with root cause analysis, resolution, and ... communities.** **Together, there's no stopping you!** **Job Title:** Senior Compliance Specialist-Issue Management **Job Description:** **Summary** The primary responsibility… more
- Lincoln Financial (Raleigh, NC)
- …#:** 74829 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business ... lieu of Bachelor's) Working knowledge of retirement plan administration, nondiscrimination testing and 5500's _Nice-to-haves:_ ASPPA QKA Working knowledge of FT… more
- KeyBank (Cleveland, OH)
- …on assignments and in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have a strong understanding of ... , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,...Job Functions** + Lead and manage a team of compliance testing professionals and provide oversight of… more
- TD Bank (Greenville, SC)
- …may vary depending on availability and individual circumstances.** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more