• Vice President, Compliance

    TD Bank (New York, NY)
    …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (07/26/25)
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  • Compliance Monitoring

    TD Bank (Charlotte, NC)
    …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
    TD Bank (07/26/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (07/26/25)
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  • Quality Assurance, Monitoring

    Citigroup (Irving, TX)
    Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
    Citigroup (08/08/25)
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  • Quality Assurance, Monitoring

    Citigroup (Florence, KY)
    Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
    Citigroup (07/31/25)
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  • Manager , Compliance Second Line…

    Capital One (Plano, TX)
    Manager , Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction...Preferred Qualifications: + 6+ years of financial services consumer compliance monitoring experience, or 6+ years of… more
    Capital One (06/14/25)
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  • Associate Manager , Transaction…

    Coinbase (Charlotte, NC)
    …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
    Coinbase (07/26/25)
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  • Sr. Compliance Officer - Monitoring

    TD Bank (New York, NY)
    …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing more
    TD Bank (06/21/25)
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  • Operational and Compliance Risk…

    KeyBank (Buffalo, NY)
    …laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products, and functional ... assist in the design and execution of operational risk testing and continuous monitoring . Individuals work both... (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data… more
    KeyBank (07/24/25)
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  • Director, Compliance - Testing Team…

    TD Bank (New York, NY)
    …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (05/23/25)
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