- TD Bank (Charlotte, NC)
- …of corrective actions taken to address situations defined as issues.** **The Senior Compliance Testing Manager is responsible for strategic planning and ... enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Monitoring and Testing Team...by compliance units.** **Job Summary:** The Senior Manager , Compliance Testing oversees and… more
- Walmart (Bentonville, AR)
- …markets. The Manager , Specialty Compliance and Ethics - Testing and Monitoring coordinates and completes job-related activities and assignments by ... Summary ** Join Global Ethics and Compliance and help execute compliance related testing and monitoring Anti-Corruption and Ethics reviews across US and… more
- TD Bank (Mount Laurel, NJ)
- …("TDBUSH") Affiliate Transactions (Regulation W) Data Review Program. The Compliance Manager will complete monitoring / testing activities for this Program ... to mitigate risk. It is preferrable that the Compliance Manager has experience in monitoring , testing , and Compliance programs, as examples.** **Job… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- KeyBank (Amherst, NY)
- …and processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing across Key's lines of business, ... of business management and compliance partners in designing and executing testing , special projects, and ongoing monitoring . + Demonstrate subject matter… more
- TD Bank (Mount Laurel, NJ)
- …of corrective actions taken to address situations defined as issues.** **Duties:** **The Compliance Testing Manager is responsible for planning and ... enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Monitoring and Testing Team... testing or validation engagement.** **Job Summary:** The Compliance Testing Manager is responsible… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Raymond James Financial, Inc. (Denver, CO)
- **Essential Duties and Responsibilities** + Designs and executes AML & Sanctions compliance testing plans, including sampling methodologies and risk-based test ... and/or banking compliance reviews. **Skill in:** + Designing and executing compliance testing plans. + Analyzing processes and identifying control gaps. +… more
- Citigroup (New Castle, DE)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10+ years of relevant experience, within the financial services industry… more
- Citigroup (New Castle, DE)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years of relevant experience, within the financial services industry highly… more
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